-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DfyESWrYzBuyYXlG3wYn6PE715kyiq2p9sCraERwMf4N+xZyJdWXg/9MQ3Cm1H53 JgU8IySDQ9+Z3IegUmMo0Q== 0001350639-09-000048.txt : 20091008 0001350639-09-000048.hdr.sgml : 20091008 20091008160254 ACCESSION NUMBER: 0001350639-09-000048 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20091008 DATE AS OF CHANGE: 20091008 EFFECTIVENESS DATE: 20091008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 IRS NUMBER: 331112934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11567 FILM NUMBER: 091112170 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 june09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2009 ? Check here if Amendment [ ] ? This Amendment (check only one.): [ x ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Del Mar Asset Management, LP Address: 711 Fifth Avenue, 5th Floor ? New York, NY 10022 ? ? ? ? Form 13F File Number: 028-11567 The institutional investment manager filing this report and the person by whom it is signed hereby request that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Marc Simons ? ? Title: Chief Operating Officer ? Phone: 212-328-7140 ? ? Signature, Place and Date of Signing: ?Marc Simons ? ? ?New York, NY ? ? 05/13/2008 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Number of Other Included Managers: ? 0 Form 13F Information Table Entry Total: ? 217 Form 13F Information Table Value Total: ? $672,240 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 418 520,000 PRN SOLE X PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 1,309 1,500,000 PRN SOLE X HOLOGIC INC FRNT 2.000%12/1 436440AA9 1,413 2,000,000 PRN SOLE X SESI L L C NOTE 1.500%12/1 78412FAH7 1,620 2,000,000 PRN SOLE X CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 1,730 2,450,000 PRN SOLE X AMGEN INC NOTE 0.125% 2/0 031162AN0 2,379 2,500,000 PRN SOLE X CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 2,550 2,500,000 PRN SOLE X MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 2,434 2,500,000 PRN SOLE X ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAA4 2,009 2,500,000 PRN SOLE X SYMANTEC CORP NOTE 0.750% 6/1 871503AD0 2,523 2,500,000 PRN SOLE X AMGEN INC NOTE 0.375% 2/0 031162AQ3 2,253 2,500,000 PRN SOLE X CEPHALON INC NOTE 2.500% 5/0 156708AR0 2,487 2,500,000 PRN SOLE X AMERIGROUP CORP NOTE 2.000% 5/1 03073TAB8 6,640 7,500,000 PRN SOLE X APOGENT TECHNOLOGIES INC DBCV 12/1 03760AAK7 6,935 5,000,000 PRN SOLE X BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 26,686 15,081,000 PRN SOLE X CEPHALON INC NOTE 6/1 156708AL3 13,425 12,312,000 PRN SOLE X COMMSCOPE INC NOTE 3.250% 7/0 203372AG2 8,436 7,500,000 PRN SOLE X DST SYS INC DEL DBCV 4.125% 8/1 233326AB3 9,771 9,870,000 PRN SOLE X DST SYS INC DEL DBCV 8/1 233326AD9 7,319 8,254,000 PRN SOLE X E M C CORP MASS NOTE 1.750%12/0 268648AK8 7,750 7,500,000 PRN SOLE X GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 9,456 7,500,000 PRN SOLE X JOHNSON CTLS INC NOTE 6.500% 9/3 478366AS6 20,011 10,000,000 PRN SOLE X MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 4,790 5,895,000 PRN SOLE X PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 5,572 5,500,000 PRN SOLE X QWEST COMMUNICATIONS INTL IN NOTE 3.500%11/1 749121BY4 7,543 7,660,000 PRN SOLE X ROPER INDS INC NEW NOTE 1/1 776696AA4 5,141 9,170,000 PRN SOLE X SYBASE INC NOTE 1.750% 2/2 871130AB6 11,499 8,986,000 PRN SOLE X SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 4,965 5,000,000 PRN SOLE X TEXTRON INC NOTE 4.500% 5/0 883203BN0 5,046 5,000,000 PRN SOLE X UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 16,266 12,500,000 PRN SOLE X AMBASSADORS INTL INC NOTE 3.750% 4/1 023178AA4 817 3,150,000 PRN SOLE X * YINGLI GREEN ENERGY HLDG CO ADR 98584B103 364 26,859 SH SOLE X * ISHARES TR BARCLYS 20+ YR 464287432 1,021 10,800 SH SOLE X AMERICAN INTL GROUP INC CALL 026874907 2,320 1,000 SH CALL SOLE X CITIGROUP INC CALL 172967901 743 2,500 SH CALL SOLE X CLEAN ENERGY FUELS CORP CALL 184499901 431 500 SH CALL SOLE X HUNTSMAN CORP CALL 447011907 201 400 SH CALL SOLE X MICROSOFT CORP CALL 594918904 26,147 11,000 SH CALL SOLE X PROSHARES TR CALL 74347R943 3,738 9,683 SH CALL SOLE X YAHOO INC CALL 984332906 626 400 SH CALL SOLE X * AFFILIATED COMPUTER SERVICES CL A 008190100 0 1 SH SOLE X * BLOCKBUSTER INC CL A 093679108 14 21,484 SH SOLE X * CHIPOTLE MEXICAN GRILL INC CL A 169656105 1 7 SH SOLE X * DREAMWORKS ANIMATION SKG INC CL A 26153C103 259 9,389 SH SOLE X * FORTRESS INVESTMENT GROUP LL CL A 34958B106 684 200,000 SH SOLE X ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 6 10,080 SH SOLE X * NEWS CORP CL A 65248E104 526 57,732 SH SOLE X * BROWN FORMAN CORP CL B 115637209 263 6,116 SH SOLE X * CHIPOTLE MEXICAN GRILL INC CL B 169656204 1,431 20,500 SH SOLE X * ACUITY BRANDS INC COM 00508Y102 212 7,542 SH SOLE X * AGRIUM INC COM 008916108 2,673 67,000 SH SOLE X * ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 161 10,126 SH SOLE X ALPHA SEC GROUP CORP COM 02078A100 7,799 779,900 SH SOLE X * APTARGROUP INC COM 038336103 216 6,407 SH SOLE X ATLAS ACQUISITION HLDGS CORP COM 049162100 2,606 269,797 SH SOLE X * AUTOMATIC DATA PROCESSING IN COM 053015103 267 7,529 SH SOLE X * AUTOZONE INC COM 053332102 261 1,729 SH SOLE X * BAXTER INTL INC COM 071813109 264 4,979 SH SOLE X BEACON POWER CORP COM 073677106 8 10,212 SH SOLE X BPW ACQUISITION CORP COM 055637102 1,675 174,800 SH SOLE X * CAMPBELL SOUP CO COM 134429109 260 8,849 SH SOLE X CAPITOL ACQUISITION CORP DEL COM 14055E104 1,374 141,100 SH SOLE X * CAPSTONE TURBINE CORP COM 14067D102 18 22,108 SH SOLE X * CELL GENESYS INC COM 150921104 14 46,535 SH SOLE X * CF INDS HLDGS INC COM 125269100 19,403 261,701 SH SOLE X * CHEVRON CORP NEW COM 166764100 663 10,005 SH SOLE X CHINA HLDGS ACQUISITION CORP COM 16942N106 10,075 1,055,000 SH SOLE X * CISCO SYS INC COM 17275R102 255 13,681 SH SOLE X * CITIGROUP INC COM 172967101 74 25,000 SH SOLE X * COLONIAL BANCGROUP INC COM 195493309 186 300,000 SH SOLE X * COMPUWARE CORP COM 205638109 262 38,169 SH SOLE X * CSX CORP COM 126408103 260 7,508 SH SOLE X * DIRECTV GROUP INC COM 25459L106 262 10,593 SH SOLE X * DUN & BRADSTREET CORP DEL NE COM 26483E100 264 3,251 SH SOLE X * E M C CORP MASS COM 268648102 197 15,001 SH SOLE X * EMCORE CORP COM 290846104 25 19,463 SH SOLE X * EMERSON ELEC CO COM 291011104 255 7,876 SH SOLE X ENTERPRISE ACQUISITION CORP COM 29365R108 11,560 1,184,400 SH SOLE X * EXXON MOBIL CORP COM 30231G102 262 3,749 SH SOLE X * FEDERAL HOME LN MTG CORP COM 313400301 61 98,966 SH SOLE X * FEDERAL NATL MTG ASSN COM 313586109 125 215,885 SH SOLE X * FIBERTOWER CORP COM 31567R100 7 14,150 SH SOLE X * FRANKLIN RES INC COM 354613101 262 3,635 SH SOLE X * FUEL SYS SOLUTIONS INC COM 35952W103 349 17,301 SH SOLE X * GENERAL DYNAMICS CORP COM 369550108 258 4,663 SH SOLE X * GEN-PROBE INC NEW COM 36866T103 255 5,934 SH SOLE X GHL ACQUISITION CORP COM 36172H108 4,888 498,800 SH SOLE X GLOBAL BRANDS ACQUISITION CO COM 378982102 12,662 1,300,000 SH SOLE X GLOBAL CONSUMER ACQST CORP COM 378983100 7,324 758,200 SH SOLE X GOLDEN POND HEALTHCARE INC COM 38116J109 5,440 705,600 SH SOLE X * GRAINGER W W INC COM 384802104 260 3,181 SH SOLE X * GUARANTY FINL GROUP INC COM 40108N106 12 63,700 SH SOLE X * HANMI FINL CORP COM 410495105 23 13,117 SH SOLE X * HCC INS HLDGS INC COM 404132102 257 10,715 SH SOLE X * HEALTH NET INC COM 42222G108 262 16,843 SH SOLE X * HEARTLAND EXPRESS INC COM 422347104 239 16,231 SH SOLE X * HEWLETT PACKARD CO COM 428236103 264 6,829 SH SOLE X HICKS ACQUISITION CO I INC COM 429086309 12,308 1,283,400 SH SOLE X * HUNTSMAN CORP COM 447011107 0 2 SH SOLE X IDEATION ACQUISITION CORP COM 451665103 3,292 427,003 SH SOLE X * INDIA FD INC COM 454089103 2,255 72,500 SH SOLE X INTER ATLANTIC FINANCIAL INC COM 45890H100 584 75,000 SH SOLE X * INTERNATIONAL BUSINESS MACHS COM 459200101 257 2,459 SH SOLE X JENNIFER CONVS INC COM 476153101 87 164,600 SH SOLE X * JOHNSON & JOHNSON COM 478160104 264 4,643 SH SOLE X KBL HEALTHCARE ACQUIS CORP I COM 48241N107 5,366 693,300 SH SOLE X * KBR INC COM 48242W106 258 13,984 SH SOLE X * KEYCORP NEW COM 493267108 52 10,004 SH SOLE X * L-3 COMMUNICATIONS HLDGS INC COM 502424104 260 3,752 SH SOLE X LADENBURG THALMAN FIN SVCS I COM 50575Q102 7 12,720 SH SOLE X * LEE ENTERPRISES INC COM 523768109 5 10,210 SH SOLE X LIBERTY ACQUISITION HLDGS CO COM 53015Y107 9,513 1,050,000 SH SOLE X * LOCKHEED MARTIN CORP COM 539830109 260 3,227 SH SOLE X * MAGUIRE PPTYS INC COM 559775101 9 10,026 SH SOLE X * MCDONALDS CORP COM 580135101 289 5,027 SH SOLE X * MCKESSON CORP COM 58155Q103 255 5,803 SH SOLE X * MEDCO HEALTH SOLUTIONS INC COM 58405U102 258 5,656 SH SOLE X * MICROSOFT CORP COM 594918104 0 4 SH SOLE X MORGAN STANLEY CHINA A SH FD COM 617468103 972 30,700 SH SOLE X * MORGAN STANLEY INDIA INVS FD COM 61745C105 1,529 72,000 SH SOLE X NRDC ACQUISITION CORP COM 62941R102 1,696 175,000 SH SOLE X OCLARO INC COM 67555N107 10 15,040 SH SOLE X * PEPSIAMERICAS INC COM 71343P200 269 10,024 SH SOLE X * PIONEER NAT RES CO COM 723787107 270 10,588 SH SOLE X * PLUG POWER INC COM 72919P103 18 19,942 SH SOLE X * PLUM CREEK TIMBER CO INC COM 729251108 267 8,956 SH SOLE X PREFERRED BK LOS ANGELES CA COM 740367107 113 29,700 SH SOLE X * PROCTER & GAMBLE CO COM 742718109 257 5,034 SH SOLE X PROSPECT ACQUISITION CORP COM 74347T103 13,228 1,367,990 SH SOLE X * PSS WORLD MED INC COM 69366A100 194 10,479 SH SOLE X * ROSS STORES INC COM 778296103 256 6,637 SH SOLE X SANTA MONICA MEDIA CORP COM 802501106 998 125,000 SH SOLE X SAPPHIRE INDUSTRIALS CORP COM 80306T109 12,004 1,228,651 SH SOLE X * SEARS HLDGS CORP COM 812350106 266 4,005 SH SOLE X * SERVICE CORP INTL COM 817565104 99 18,096 SH SOLE X * SIRIUS XM RADIO INC COM 82967N108 172 401,051 SH SOLE X * SKYWEST INC COM 830879102 107 10,537 SH SOLE X SP ACQUISITION HOLDINGS INC COM 78470A104 4,252 439,300 SH SOLE X SPORTS PPTYS ACQUISITION COR COM 84920F107 3,757 388,100 SH SOLE X * STERICYCLE INC COM 858912108 263 5,107 SH SOLE X * SYNOVUS FINL CORP COM 87161C105 254 85,071 SH SOLE X * TELEPHONE & DATA SYS INC COM 879433100 221 7,803 SH SOLE X * TERRESTAR CORP COM 881451108 21 13,451 SH SOLE X * TORCHMARK CORP COM 891027104 260 7,027 SH SOLE X TREMISIS ENERGY ACQ CORP II COM 89472N101 5,801 749,500 SH SOLE X TRIAN ACQUISITION I CORP COM 89582E108 13,060 1,364,700 SH SOLE X * TRINITY INDS INC COM 896522109 264 19,371 SH SOLE X TRIPLECROWN ACQUISITION CORP COM 89677G109 12,630 1,315,600 SH SOLE X * TW TELECOM INC COM 87311L104 121 11,737 SH SOLE X * UNITEDHEALTH GROUP INC COM 91324P102 254 10,158 SH SOLE X UNITED REFINING ENERGY CORP COM 911360105 9,526 975,000 SH SOLE X * URS CORP NEW COM 903236107 260 5,252 SH SOLE X U S GEOTHERMAL INC COM 90338S102 22 15,517 SH SOLE X * WATERS CORP COM 941848103 262 5,100 SH SOLE X * WELLPOINT INC COM 94973V107 260 5,104 SH SOLE X * WINDSTREAM CORP COM 97381W104 254 30,412 SH SOLE X * YAHOO INC COM 984332106 0 4 SH SOLE X * YRC WORLDWIDE INC COM 984249102 319 184,425 SH SOLE X * VISA INC COM CL A 92826C839 218 3,505 SH SOLE X * QUANTUM CORP COM DSSG 747906204 19 22,678 SH SOLE X * CHINA DIRECT INDS INC COM NEW 169384203 25 14,584 SH SOLE X * CORRECTIONS CORP AMER NEW COM NEW 22025Y407 266 15,660 SH SOLE X IPCS INC COM NEW 44980Y305 966 64,577 SH SOLE X * MAGELLAN HEALTH SVCS INC COM NEW 559079207 238 7,240 SH SOLE X * SAFEWAY INC COM NEW 786514208 256 12,557 SH SOLE X * ALLIS CHALMERS ENERGY INC COM PAR $.01NW 019645506 24 10,423 SH SOLE X * URANIUM RES INC COM PAR $0.001 916901507 14 11,292 SH SOLE X VANTAGE DRILLING COMPANY ORD SHS g93205113 928 530,286 SH SOLE X AFFILIATED COMPUTER SERVICES PUT 008190950 28,913 6,509 SH PUT SOLE X AMERICAN EXPRESS CO PUT 025816959 4,648 2,000 SH PUT SOLE X BANCO BILBAO VIZCAYA ARGENTA PUT 05946K951 628 500 SH PUT SOLE X BANK OF AMERICA CORPORATION PUT 060505954 1,155 875 SH PUT SOLE X BURLINGTON NORTHN SANTA FE C PUT 12189T954 7,354 1,000 SH PUT SOLE X E M C CORP MASS PUT 268648952 1,310 1,000 SH PUT SOLE X ISHARES TR PUT 464287955 51,080 10,000 SH PUT SOLE X SPDR SERIES TRUST PUT 78464A954 24,939 9,000 SH PUT SOLE X SPDR TR PUT 78462F953 69,422 7,550 SH PUT SOLE X * ISHARES TR RUSSELL 2000 464287655 96 1,888 SH SOLE X * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 229 9,933 SH SOLE X * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 231 4,800 SH SOLE X * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,008 84,382 SH SOLE X * SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 494 27,104 SH SOLE X * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 10 368 SH SOLE X * SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 57 2,221 SH SOLE X * SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 496 27,500 SH SOLE X * TRINA SOLAR LIMITED SPON ADR 89628E104 286 11,149 SH SOLE X * RENESOLA LTD SPONS ADS 75971T103 148 26,321 SH SOLE X * CHINA MOBILE LIMITED SPONSORED ADR 16941M109 2,504 50,000 SH SOLE X * LIHIR GOLD LTD SPONSORED ADR 532349107 2,033 87,134 SH SOLE X * POWERSHARES QQQ TRUST UNIT SER 1 73935A104 728 20,000 SH SOLE X * SPDR TR UNIT SER 1 78462F103 15,484 168,400 SH SOLE X SAPPHIRE INDUSTRIALS CORP *W EXP 01/17/201 80306T117 23 150,000 SH SOLE X SPORTS PPTYS ACQUISITION COR *W EXP 01/17/201 84920F115 55 500,000 SH SOLE X TRIAN ACQUISITION I CORP *W EXP 01/23/201 89582E108 52 227,000 SH SOLE X ATLAS ACQUISITION HLDGS CORP *W EXP 01/23/201 049162118 68 456,000 SH SOLE X OVERTURE ACQUISITION CORP *W EXP 01/30/201 G6830P118 83 458,500 SH SOLE X BPW ACQUISITION CORP *W EXP 02/26/201 55637110 25 102,500 SH SOLE X ALPHA SEC GROUP CORP *W EXP 03/23/201 02078A118 0 250,000 SH SOLE X SANTA MONICA MEDIA CORP *W EXP 03/27/201 802501114 0 75,000 SH SOLE X VANTAGE DRILLING COMPANY *W EXP 05/24/201 G93205121 128 800,000 SH SOLE X ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 2 452,500 SH SOLE X GSC ACQUISITION COMPANY *W EXP 06/25/201 40053G114 0 250,000 SH SOLE X KBL HEALTHCARE ACQUIS CORP I *W EXP 07/18/201 48241N115 41 150,100 SH SOLE X SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 40 200,000 SH SOLE X HICKS ACQUISITION CO I INC *W EXP 09/28/201 429086127 6 100,000 SH SOLE X INTER ATLANTIC FINANCIAL INC *W EXP 10/02/201 45890H118 87 481,000 SH SOLE X HIGHLANDS ACQUISITION CORP *W EXP 10/03/201 430880112 11 105,200 SH SOLE X TM ENTMT & MEDIA INC *W EXP 10/17/201 87260T116 11 109,000 SH SOLE X TRIPLECROWN ACQUISITION CORP *W EXP 10/22/201 89677G117 34 200,000 SH SOLE X ENTERPRISE ACQUISITION CORP *W EXP 11/07/201 29365R116 16 320,500 SH 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 16 107,100 SH PROSPECT ACQUISITION CORP *W EXP 11/14/201 74347T111 38 458,000 SH CHINA HLDGS ACQUISITION CORP *W EXP 11/16/201 16942N114 31 446,000 SH GLOBAL CONSUMER ACQST CORP *W EXP 11/27/201 378983118 10 50,000 SH TREMISIS ENERGY ACQ CORP II *W EXP 12/05/201 89472N119 65 432,400 SH GLOBAL BRANDS ACQUISITION CO *W EXP 12/06/201 378982110 54 450,000 SH UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 45 500,000 SH -----END PRIVACY-ENHANCED MESSAGE-----