-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKjW+s6igM01xppn6tQ2VazP4Y66oEFDlq3kNRve7Zfht/PofvJgTYjDa4Iax7Dd pUAD1QFYJQdCTiPIYial6A== 0001350639-09-000047.txt : 20091008 0001350639-09-000047.hdr.sgml : 20091008 20091008160205 ACCESSION NUMBER: 0001350639-09-000047 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20091008 DATE AS OF CHANGE: 20091008 EFFECTIVENESS DATE: 20091008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 IRS NUMBER: 331112934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11567 FILM NUMBER: 091112165 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 march09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2009 ? Check here if Amendment [ ] ? This Amendment (check only one.): [ x ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Del Mar Asset Management, LP Address: 711 Fifth Avenue, 5th Floor ? New York, NY 10022 ? ? ? ? Form 13F File Number: 028-11567 The institutional investment manager filing this report and the person by whom it is signed hereby request that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Marc Simons ? ? Title: Chief Operating Officer ? Phone: 212-328-7140 ? ? Signature, Place and Date of Signing: ?Marc Simons ? ? ?New York, NY ? ? 05/13/2008 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Number of Other Included Managers: ? 0 Form 13F Information Table Entry Total: ? 147 Form 13F Information Table Value Total: ? $1,150,068 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AMBASSADORS INTL INC NOTE 3.75% 4/1 023178AB2 943 3,150,000 PRN SOLE X AMERIGROUP CORP NOTE 2.0% 5/1 03073TAB8 5,372 6,000,000 PRN SOLE X AMGEN INC NOTE 0.125% 2/0 031162AN0 4,691 5,000,000 PRN SOLE X AMGEN INC NOTE 0.375% 2/0 031162AQ3 8,246 9,000,000 PRN SOLE X BEST BUY SDCV 2.25% 1/1 086516AF8 4,919 5,000,000 PRN SOLE X BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 12,124 8,756,000 PRN SOLE X CA INC NOTE 1.625% 12/1 204912AQ2 2,655 2,500,000 PRN SOLE X DST SYSTEMS INC DBCV 3.625% 8/1 233326AD9 883 1,000,000 PRN SOLE X DST SYSTEMS INC DBCV 3.625% 8/1 233326AD9 2,209 2,500,000 PRN SOLE X ENDO PHARMACEUT HLDGS IN NOTE 1.75% 4/1 29264FAA4 3,517 4,500,000 PRN SOLE X HOLOGIC INC FRNT 2.0% 12/1 436440AA9 3,414 5,000,000 PRN SOLE X INTL GAME TECHNOLOGY DBCV 2.6%12/1 459902AP7 2,434 2,500,000 PRN SOLE X LIFEPOINT HOSPITALS INC NOTE 3.5% 5/1 53219LAH2 2,197 3,020,000 PRN SOLE X MEDTRONIC INC NOTE 1.5% 4/1 585055AL0 7,071 7,500,000 PRN SOLE X MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 4,452 5,000,000 PRN SOLE X MOLINA HEALTHCARE INC NOTE 3.75% 10/0 60855RAA8 3,132 4,445,000 PRN SOLE X PIONEER NATURAL RESOURCE NOTE 2.875% 1/1 723787AH0 6,646 9,000,000 PRN SOLE X QWEST COMMUNICATIONS INT NOTE 3.5% 11/1 749121BY4 14,036 15,160,000 PRN SOLE X RF MICRO DEVICES INC NOTE 1.00% 4/1 749941AJ9 994 2,000,000 PRN SOLE X ROPER INDUSTRIES INC NOTE 1.481% 1/15/2034 776696AA4 6,340 12,000,000 PRN SOLE X SESI LLC NOTE 1.5% 12/1 78412FAH7 5,082 7,000,000 PRN SOLE X SYMANTEC CORP NOTE 1.000% 6/1 871503AD0 7,919 8,000,000 PRN SOLE X SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 2,453 2,500,000 PRN SOLE X APOGENT TECHNOLOGIES INC DBCV 12/1 03760AAK7 12,606 10,000,000 PRN SOLE X CEPHALON INC NOTE 6/15/2033 156708AL3 12,507 10,002,000 PRN SOLE X CHIQUITA BRANDS INTL NOTE 4.25 8/15/16 170032AT3 1,659 3,087,000 PRN SOLE X DST SYSTEMS INC DBCV 4.125% 8/15/2023 233326AB3 3,927 4,000,000 PRN SOLE X EMC CORP NOTE 1.75 12/1/2011 268648AK8 5,024 5,000,000 PRN SOLE X GILEAD SCIENCES INC NOTE 0.5% 5/1/2011 375558AG8 9,449 7,500,000 PRN SOLE X TRANSOCEAN INC NOTE 1.5 12/15/2037 893830AW9 8,283 10,000,000 PRN SOLE X TRANSOCEAN INC NOTE 1.5 12/15/2037 893830AV1 8,631 10,000,000 PRN SOLE X SYBASE INC NOTE 1.75% 2/22/2025 871130AB6 11,374 8,986,000 PRN SOLE X TYSON FOODS INC NOTE 3.25% 10/15/2013 902494AP8 4,522 5,000,000 PRN SOLE X VERISIGN INC SDCV 3.25 8/15/2037 92343EAD4 3,342 5,000,000 PRN SOLE X SAPPHIRE INDUSTRIALS CORP *W EXP 01/17/201 80306T117 23 150,000 SH SOLE X AMERICAN INTL GROUP INC CALL 026874907 100 1,000 SH CALL SOLE X CITIGROUP INC CALL 172967901 1,637 6,470 SH CALL SOLE X CLEAN ENERGY FUELS CORP CALL 184499901 305 500 SH CALL SOLE X GENERAL ELECTRIC CO CALL 369604903 2,528 2,500 SH CALL SOLE X MICROSOFT CORP CALL 594918904 20,207 11,000 SH CALL SOLE X MORGAN STANLEY CALL 617446948 2,277 1,000 SH CALL SOLE X PROSHARES TR CALL 74347R943 5,220 20,000 SH CALL SOLE X SPDR TR CALL 78462F903 7,946 1,000 SH CALL SOLE X UNITED PARCEL SERVICE INC CALL 911312906 4,922 1,000 SH CALL SOLE X * FORTRESS INVESTMENT GROUP LL CL A 34958B106 2,119 844,100 SH SOLE X * NEWS CORP CL A 65248E104 1,423 215,000 SH SOLE X REVLON INC CL A NEW 761525609 838 337,900 SH SOLE X * COMCAST CORP NEW CL A SPL 20030N200 322 25,000 SH SOLE X * CHIPOTLE MEXICAN GRILL INC CL B 169656204 688 12,000 SH SOLE X * ALCOA INC COM 013817101 120 16,321 SH SOLE X ALPHA SEC GROUP CORP COM 02078A100 7,752 779,900 SH SOLE X ALYST ACQUISTION CORP COM 02263A105 10,552 1,374,000 SH SOLE X * AMBAC FINL GROUP INC COM 023139108 234 300,000 SH SOLE X * AMERICAN EXPRESS CO COM 025816109 886 65,000 SH SOLE X APEX BIOVENTURES ACQ CORP COM 03753Q105 2,322 300,000 SH SOLE X ATLAS ACQUISITION HLDGS CORP COM 049162100 4,239 450,000 SH SOLE X * BANK OF AMERICA CORPORATION COM 060505104 85 12,487 SH SOLE X CAPITOL ACQUISITION CORP DEL COM 14055E104 1,338 141,100 SH SOLE X CHINA HLDGS ACQUISITION CORP COM 16942N106 9,843 1,055,000 SH SOLE X COLUMBUS ACQUISITION CORP COM 198851107 9,449 1,194,600 SH SOLE X * CORNING INC COM 219350105 398 30,000 SH SOLE X ENTERPRISE ACQUISITION CORP COM 29365R108 9,193 961,600 SH SOLE X * FEDERAL NATL MTG ASSN COM 313586109 106 150,900 SH SOLE X GHL ACQUISITION CORP COM 36172H108 10,764 1,148,800 SH SOLE X GLOBAL BRANDS ACQUISITION CO COM 378982102 12,376 1,300,000 SH SOLE X GLOBAL CONSUMER ACQST CORP COM 378983100 4,825 509,500 SH SOLE X GOLDEN POND HEALTHCARE INC COM 38116J109 5,348 705,600 SH SOLE X GSC ACQUISITION COMPANY COM 40053G106 3,633 376,525 SH SOLE X HANOVER CAP MTG HLDGS INC COM 410761100 88 461,465 SH SOLE X HICKS ACQUISITION CO I INC COM 429086309 10,959 1,163,400 SH SOLE X IDEATION ACQUISITION CORP COM 451665103 3,198 427,003 SH SOLE X INTER ATLANTIC FINANCIAL INC COM 45890H100 575 75,000 SH SOLE X JENNIFER CONVS INC COM 476153101 71 164,600 SH SOLE X KBL HEALTHCARE ACQUIS CORP I COM 48241N107 3,021 393,300 SH SOLE X LIBERTY ACQUISITION HLDGS CO COM 53015Y107 9,219 1,050,000 SH SOLE X MBF HEALTHCARE ACQUISITION C COM 552650103 4,818 589,000 SH SOLE X * MICROSOFT CORP COM 594918104 119 6,492 SH SOLE X * MOLEX INC COM 608554101 172 12,500 SH SOLE X NRDC ACQUISITION CORP COM 62941R102 716 75,000 SH SOLE X POLARIS ACQUISITION CORP COM 73104R102 2,634 300,000 SH SOLE X PROSPECT ACQUISITION CORP COM 74347T103 6,744 712,900 SH SOLE X * PRUDENTIAL FINL INC COM 744320102 190 10,000 SH SOLE X * RESMED INC COM 761152107 1,202 34,000 SH SOLE X SANTA MONICA MEDIA CORP COM 802501106 995 125,000 SH SOLE X SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,430 150,000 SH SOLE X SP ACQUISITION HOLDINGS INC COM 78470A104 4,178 439,300 SH SOLE X SPORTS PPTYS ACQUISITION COR COM 84920F107 3,668 388,100 SH SOLE X STONELEIGH PARTNERS ACQUS CO COM 861923100 2,373 300,000 SH SOLE X TAILWIND FINL INC COM 874023104 1,594 198,000 SH SOLE X * TIME WARNER CABLE INC COM 88732J207 372 15,000 SH SOLE X TREMISIS ENERGY ACQ CORP II COM 89472N101 5,711 749,500 SH SOLE X TRIAN ACQUISITION I CORP COM 89582E108 9,096 977,000 SH SOLE X TRIPLECROWN ACQUISITION CORP COM 89677G109 12,796 1,365,600 SH SOLE X UNITED REFINING ENERGY CORP COM 911360105 8,383 875,000 SH SOLE X VICTORY ACQUISITION CORP COM 92644D100 11,909 1,202,900 SH SOLE X * VISHAY INTERTECHNOLOGY INC COM 928298108 87 25,000 SH SOLE X * WORTHINGTON INDS INC COM 981811102 127 14,525 SH SOLE X * DENBURY RES INC COM NEW 247916208 1,635 110,000 SH SOLE X IPCS INC COM NEW 44980Y305 724 74,577 SH SOLE X * MORGAN STANLEY COM NEW 617446448 285 12,500 SH SOLE X SILICON GRAPHICS INC COM NEW 827056300 50 121,189 SH SOLE X * ISHARES TR DJ BROKER-DEAL 464288794 200 10,000 SH SOLE X VANTAGE DRILLING COMPANY ORD SHS g93205113 513 518,538 SH SOLE X AFFILIATED COMPUTER SERVICES PUT 008190100 31,172 6,509 SH PUT SOLE X AMERICAN EXPRESS CO PUT 025816959 6,634 4,867 SH PUT SOLE X BANK OF AMERICA CORPORATION PUT 060505954 111 163 SH PUT SOLE X BURLINGTON NORTHN SANTA FE C PUT 12189T954 6,015 1,000 SH PUT SOLE X GENERAL ELECTRIC CO PUT 369604953 16,601 16,420 SH PUT SOLE X ISHARES TR PUT 464287955 52,388 12,500 SH PUT SOLE X NORFOLK SOUTHERN CORP PUT 655844958 50,625 15,000 SH PUT SOLE X SPDR TR PUT 78462F953 447,662 56,338 SH PUT SOLE X * ISHARES TR RUSSELL 2000 464287655 23,247 554,700 SH SOLE X * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 234 11,906 SH SOLE X * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,332 55,000 SH SOLE X * SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 691 37,500 SH SOLE X * SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,562 100,000 SH SOLE X * CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 621 25,000 SH SOLE X * CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 481 7,500 SH SOLE X * HSBC HLDGS PLC SPON ADR NEW 404280406 1,073 38,040 SH SOLE X * LIHIR GOLD LTD SPONSORED ADR 532349107 843 37,102 SH SOLE X WESTPAC BKG CORP SPONSORED ADR 961214301 926 13,888 SH SOLE X * SPDR TR UNIT SER 1 78462F103 60,282 758,642 SH SOLE X POLARIS ACQUISITION CORP *W EXP 01/10/201 73104R110 117 450,000 SH SOLE X ATLAS ACQUISITION HOLDI-CW12 *W EXP 01/23/201 49162118 27 456,000 SH SOLE X TRIAN ACQUISITION I COR-CW13 *W EXP 01/23/201 89582E 11 6 41 227,000 SH SOLE X OVERTURE ACQUISITION CO-CW13 *W EXP 01/30/201 G6830P118 37 458,500 SH SOLE X GHL ACQUISITION CORP-CW13 *W EXP 02/14/201 36172H116 95 525,100 SH SOLE X BPW ACQUISITION CORP-CW14 *W EXP 02/26/201 55637110 16 102,500 SH SOLE X MEDIA & ENTERTAINMENT H-CW11 *W EXP 03/09/201 58439W116 2 420,900 SH SOLE X COLUMBUS ACQUISITION-CW11 *W EXP 05/18/201 198851115 9 451,200 SH SOLE X STONELEIGHT PARTNERS AC-CW11 *W EXP 05/31/201 861923126 7 350,000 SH SOLE X GSC ACQUISITION CO-CW11 *W EXP 06/25/201 40053G114 1 250,000 SH SOLE X KBL HEALTHCARE ACQUISIT-CW11 *W EXP 07/18/201 48241N115 19 270,100 SH SOLE X SEANERGY MARITIME HOLD-CW11 *W EXP 09/24/201 Y73760111 16 200,000 SH SOLE X HICKS ACQUISITION CO I-CW11 *W EXP 09/28/201 429086127 7 100,000 SH SOLE X INTER-ATLANTIC FINANCIA-CW11 *W EXP 10/02/201 45890H118 24 481,000 SH SOLE X HIGHLANDS ACQUISITION C-CW12 *W EXP 10/03/201 430880112 12 105,200 SH SOLE X TM ENTERTAINMENT & MEDI-CW11 *W EXP 10/17/201 87260T116 5 109,000 SH SOLE X TRIPLECROWN ACQUISITION-CW12 *W EXP 10/22/201 89677G 11 7 20 200,000 SH SOLE X SECURE AMERICA ACQUISIT-CW11 *W EXP 10/23/201 81372L111 9 455,450 SH SOLE X ENTERPRISE ACQUISITION-CW11 *W EXP 11/07/201 29365R116 6 320,500 SH SOLE X PROSPECT ACQUISITION CO-CW12 *W EXP 11/14/201 74347T111 23 458,000 SH SOLE X IDEATION ACQUISITION CO-CW11 *W EXP 11/19/201 451665111 44 439,735 SH SOLE X GLOBAL CONSUMR ACQUISIT-CW12 *W EXP 11/27/201 378983118 8 50,000 SH SOLE X TREMISIS ENERGY ACQ COR-CW12 *W EXP 12/05/201 89472N119 52 432,400 SH SOLE X GLOBAL BRANDS ACQUISITI-CW12 *W EXP 12/06/201 378982110 14 450,000 SH SOLE X UNITED REFINING ENERGY-CW11 *W EXP 12/11/201 911360 11 3 40 500,000 SH SOLE X -----END PRIVACY-ENHANCED MESSAGE-----