-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3nXb7mq+FbnmHav7uiNzQ/7hPqf6xnq4yexpw7gaqiTPYeWEhg4zfLEvXPnaslN p55xVzPHNMFQx5Wj7eu8Iw== 0001350639-07-000007.txt : 20070815 0001350639-07-000007.hdr.sgml : 20070815 20070815164614 ACCESSION NUMBER: 0001350639-07-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070815 DATE AS OF CHANGE: 20070815 EFFECTIVENESS DATE: 20070815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 IRS NUMBER: 331112934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11567 FILM NUMBER: 071060185 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 june.txt JUNE 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 ? Check here if Amendment [ ] ? This Amendment (check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Del Mar Asset Management, LP Address: 711 Fifth Avenue, 5th Floor ? New York, NY 10022 ? ? ? ? Form 13F File Number: 028-11567 The institutional investment manager filing this report and the person by whom it is signed hereby request that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Marc Simons ? ? Title: Chief Operating Officer ? Phone: 212-328-7140 ? ? Signature, Place and Date of Signing: ?Marc Simons ? ? ?New York, NY ? ? ?1/26/06 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Number of Other Included Managers: ? 0 Form 13F Information Table Entry Total: ? 126 Form 13F Information Table Value Total: ? $930,161 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AKAM 1% 15 DEC 2033 NOTE 1% 12/12/2033 00971TAE1 83,935 26,500,000 PRN SOLE X AMERICA MOVIL-ADR SERIES L SPON ADR L SHS 02364W105 1,239 20,000 SH SOLE X AMGN 0.125% 1 FEB 2011 0.125% 2/1/2011 031162AN0 9,082 10,000,000 PRN SOLE X AMZN 4.75% 01 FEB 2009 NOTE 4.75% 2/1/2009 023135AF3 16,362 16,000,000 PRN SOLE X ANHEUSER-BUSCH COS INC. C @ 55.0 SEP 07 CALL 035229903 1,043 200 CALL CALL SOLE X ANHEUSER-BUSCH COS INC. C @ 60.0 SEP 07 CALL 035229903 678 130 CALL CALL SOLE X ARCHER-DANIELS-MIDLAND CO COM 039483102 1,820 55,000 SH SOLE X ARCHER-DANIELS-MIDLAND CO P @ 35.0 JUL 07 PUT 039483952 1,820 550 PUT PUT SOLE X BALLY TOTAL FITNESS HLDGS COM 05873K108 468 975,000 SH SOLE X BARRICK GOLD CORP (NYS) COM 067901108 100 3,432 SH SOLE X BARRICK GOLD CORP P @ 25.0 JAN 08 PUT 067901958 262 90 PUT PUT SOLE X BIOGEN IDEC INC [NMS] COM 09062X103 6,688 125,000 SH SOLE X BIOGEN IDEC INC C @ 50.0 JUL 07 CALL 09062X903 6,688 1,250 CALL CALL SOLE X BLK 2.625% 15 FEB 2035 DBCV 2.625% 2/15/2035 09247XAB7 9,918 6,256,000 PRN SOLE X BRISTOL-MYERS SQUIBB CO C @ 30.0 JUL 07 CALL 110122908 789 250 CALL CALL SOLE X BROOKS AUTOMATION INC COM 114340102 8,440 465,000 SH SOLE X CA 1.625% 15 DEC 2009 NOTE 1.625% 12/12/2009 204912AQ2 13,345 10,000,000 PRN SOLE X CCL 0% 24 OCT 2021 NOTE 10/24/2021 143658AS1 20,375 25,000,000 PRN SOLE X CCL 2.0% 15 APR 2021 DBCV 2% 4/15/2021 143658AN2 8,578 6,800,000 PRN SOLE X CDN 0% 15 AUG 2023 NOTE 8/15/2023 127387AB4 4,245 3,000,000 PRN SOLE X CEMEX SA -SPONS ADR PART CER SPON ADR 5 ORD 151290889 1 24 SH SOLE X CEPH 0% 15 JUN 2033 A* NOTE 6/15/2033 156708AK5 9,705 6,991,000 PRN SOLE X CEPH 0% 15 JUN 2033 SER B NOTE 6/15/2033 156708AL3 7,386 5,000,000 PRN SOLE X CITIGROUP INC COM 172967101 3,077 60,000 SH SOLE X CITIGROUP INC P @ 55.0 JAN 08 PUT 172967951 5,129 1,000 PUT PUT SOLE X CMS 2.875% 01 DEC 2024 NOTE 2.875% 12/01/2024 125896AW0 6,543 5,000,000 PRN SOLE X CTV 1% 15 MAR 2024 SDCV 1% 3/15/2024 203372AD9 40,347 15,000,000 PRN SOLE X CVS CAREMARK CORP COM 126650100 2,643 72,500 SH SOLE X DAYTON SUPERIOR CORP (NMS) COM 240028308 540 40,000 SH SOLE X DENDREON CORP COM 24823Q107 4 600 SH SOLE X DENDREON CORP C @ 10.0 AUG 07 CALL 24823Q907 12 17 CALL CALL SOLE X DENDREON CORP C @ 12.5 AUG 07 CALL 24823Q907 270 383 CALL CALL SOLE X DENDREON CORP C @ 15.0 JAN 08 CALL 24823Q907 141 200 CALL CALL SOLE X DENDREON CORP C @ 5.0 AUG 07 CALL 24823Q907 20 29 CALL CALL SOLE X DIGENE CORP COM 253752109 12,010 200,000 SH SOLE X DITECH NETWORKS INC COM 25500T108 410 50,000 SH SOLE X DRYSHIPS INC SHS Y2109Q101 434 10,000 SH SOLE X EMC CORP/MASS [NYS] COM 268648102 905 50,000 SH SOLE X EMC CORP/MASS P @ 15.0 JUL 07 PUT 268648952 1,086 600 PUT PUT SOLE X ENERGY SELECT SECTOR SPDR SBI INT-ENERGY 81369Y506 138 2,001 SH SOLE X ENERGY SELECT SECTOR SPDR P @ 56.0 SEP 07 PUT 81369Y956 3,450 500 PUT PUT SOLE X ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 425 10,000 SH SOLE X ENERGY TRANSFER EQUITY LP P @ 40.0 AUG 07 PUT 29273V950 1,912 450 PUT PUT SOLE X ENTEGRIS INC COM 29362U104 475 40,000 SH SOLE X ESS TECHNOLOGY COM 269151106 166 100,000 SH SOLE X EXCO RESOURCES INC COM 269279402 1,134 65,000 SH SOLE X EXPEDIA INC (NMS) COM 30212P105 6,590 225,000 SH SOLE X FACTORY CARD & PARTY OUTLET COM 303051106 1,689 158,547 SH SOLE X FIC 1.5% 15 AUG 2023-B NOTE 1.5% 8/15/2023 303250AD6 5,245 5,000,000 PRN SOLE X FINANCIAL SELECT SECTOR SPDR SBI INT-ENERGY 81369Y605 1,809 50,000 SH SOLE X FINANCIAL SELECT SECTOR SPDR C @ 38.0 SEP 07 CALL 81369Y905 3,618 1,000 CALL CALL SOLE X FINANCIAL SELECT SECTOR SPDR P @ 35.0 JAN 08 PUT 81369Y955 36,180 10,000 PUT PUT SOLE X FINANCIAL SELECT SECTOR SPDR P @ 38.0 JUL 07 PUT 81369Y955 1,809 500 PUT SOLE X FOREST OIL CORP COM PAR $0.01 346091705 634 15,000 SH SOLE X HANCOCK FABRICS INC /DE COM 409900107 39 14,000 SH SOLE X HANOVER CAPITAL MORTGAGE HOLDING COM 410761100 643 134,862 SH SOLE X HONEYWELL INTERNATIONAL INC COM 438516106 563 10,000 SH SOLE X HONEYWELL INTERNATIONAL INC EQUI C @ 62.5 JUL 07 CALL 438516906 2,814 500 CALL CALL SOLE X HONEYWELL INTERNATIONAL INC P @ 65.000 JUL 07 PUT 438516956 563 100 PUT PUT SOLE X HOVNANIAN ENTERPRISES INC-A P @ 17.5 NOV 07 PUT 442487953 413 250 PUT PUT SOLE X HOVNANIAN ENTERPRISES INC-A P @ 22.5 JAN 08 PUT 442487953 827 500 PUT PUT SOLE X HRS 3.5% 15 AUG 2022 DBCV 3.5% 8/15/2022 413875AH8 5,933 2,455,000 PRN SOLE X ILLINOIS TOOL WORKS EQUITY OPTIO C @ 55.0 JUL 07 CALL 452308909 1,637 302 CALL CALL SOLE X INFORMATION SERVICES GROUP COM 45675Y104 765 100,000 SH SOLE X IPCS INC COM 44980Y305 1,145 33,800 SH SOLE X ISHARES RUSSELL 2000 RUSSELL 2000 464287655 21,984 265,000 SH SOLE X ISHARES RUSSELL 2000 VALUE P @ 82.0 AUG 07 PUT 464287955 82,960 10,000 PUT PUT SOLE X JENNIFER CONVERTIBLES INC COM 476153101 224 44,359 SH SOLE X KROGER CO EQUITY OPTION OCT05 CA C @ 30.0 JUL 07 CALL 501044901 281 100 CALL CALL SOLE X LEXMARK INTERNATIONAL INC-A C @ 55.0 JUL 07 CALL 529771907 986 200 CALL CALL SOLE X LOW 0.861% 19 OCT 2021 NOTE 0.861% 10/19/2021 548661CG0 26,746 25,000,000 PRN SOLE X M&F WORLDWIDE CORP COM 552541104 3,662 55,000 SH SOLE X MARATHON OIL CORP COM 565849106 1,799 30,000 SH SOLE X MARSH & MCLENNAN COS COM 571748102 618 20,000 SH SOLE X MARSH & MCLENNAN COS P @ 30.0 JUL 07 PUT 571748952 926 300 PUT PUT SOLE X MDU COMMUNICATIONS INTL INC COM 582828109 356 400,000 SH SOLE X MICRON TECHNOLOGY INC C @ 12.0 JUL 07 CALL 595112903 313 250 CALL CALL SOLE X MONSTER WORLDWIDE INC C @ 45.0 SEP 07 CALL 611742907 1,233 300 CALL CALL SOLE X MRX 2.5% 06 JUN 2032 NOTE 2.5% 6/06/2032 58470KAA2 14,075 12,500,000 PRN SOLE X NAVIGANT CONSULTING INC COM 63935N107 371 20,000 SH SOLE X NAVIOS MARITIME HOLDINGS INC-(NY COM Y62196103 846 70,000 SH SOLE X NOVASTAR FINANCIAL INC COM 669947400 175 25,000 SH SOLE X NYMEX HOLDINGS INC (NYS) COM 62948N104 1,256 10,000 SH SOLE X OWENS CORNING INC(NYS) COM 690742101 4,204 125,000 SH SOLE X PDLI 2.0% 15 FEB 2012 NOTE 2.0% 2/15/2012 74369LAF0 7,992 7,000,000 PRN SOLE X QEP COMPANY INC COM 74727K102 573 91,600 SH SOLE X QUEST RESOURCE CORPORATION COM NEW 748349305 96 8,250 SH SOLE X QUS 3.5% 15 NOV 2025 NOTE 3.5% 12/15/2025 749121BY4 17,527 10,000,000 PRN SOLE X RIG 1.5% 15 MAY 2021 DBCV 1.5% 5/15/2021 893830AD1 32,086 21,667,000 PRN SOLE X ROP 1.4813% 15 JAN 2034 NOTE 1.481% 1/15/2034 776696AA4 5,080 7,000,000 PRN SOLE X SARA LEE CORP C @ 17.5 JUL 07 CALL 803111903 870 500 CALL CALL SOLE X SBA COMMUNICATIONS CORP-CL A COM 78388J106 504 15,000 SH SOLE X SEMICONDUCTOR MANUFACT-ADR SPONSORED ADR 81663N206 69 10,000 SH SOLE X SHENANDOAH TELECOMMUN CO COM 82312B106 4,252 83,642 SH SOLE X SNDA 0% 15 OCT 2014 NOTE 10/15/2014 81941QAB0 4,934 5,000,000 PRN SOLE X SOFTBRNADS INC W/I COM 83402A107 72 34,500 SH SOLE X SPDR TRUST SERIES 1 UNIT SER 1 78462F103 25,949 172,501 SH SOLE X SPDR TRUST SERIES 1 P @ 149.0 SEP 07 PUT 78462F953 150,430 10,000 PUT PUT SOLE X SPDR TRUST SERIES 1 P @ 153.0 DEC 07 PUT 78462F953 75,215 5,000 PUT PUT SOLE X ST MARY LAND & EXPLORATION CO COM 792228108 399 10,900 SH SOLE X STAR MARITIME ACQUISITION COM 85516E107 17,149 1,398,800 SH SOLE X STAR MARITIME ACQUISITION-CW09 12/15/09 WRT @ 8.0 W EXP 12/15/2009 85516E115 567 140,000 SH SOLE X SUPERIOR ESSEX INC COM 86815V105 374 10,000 SH SOLE X SYNTAX-BRILLIAN CORP - (NMS) COM 87163L103 6 1,300 SH SOLE X TELLABS INC C @ 10.000 SEP 07 CALL 879664900 215 200 CALL CALL SOLE X TELLABS INC C @ 12.5 SEP 07 CALL 879664900 108 100 CALL CALL SOLE X TELLABS INC C @ 15.0 DEC 07 CALL 879664900 141 131 CALL CALL SOLE X TITAN INTERNATIONAL INC (ILLINOI COM 88830M102 948 30,000 SH SOLE X TJX COMPANIES INC C @ 30.0 JUL 07 CALL 872540909 1,375 500 CALL CALL SOLE X TOLL BROTHERS INC P @ 20.0 JAN 08 PUT 889542956 2,498 1,000 PUT PUT SOLE X TRICO MARINE SERVICES INC COM NEW 896106200 613 15,000 SH SOLE X ULTRASHORT QQQ PROSHARES(ASE) ULTRASHORT QQQ 74347R875 912 20,000 SH SOLE X USA MOBILITY INC (NAS) COM 90341G103 2,221 83,000 SH SOLE X VALERO ENERGY CORP COM 91913Y100 1,847 25,000 SH SOLE X VNO 3.625% 15 NOV 2026 DBCV 3.625% 11/15/2026 929043AE7 4,879 5,000,000 PRN SOLE X WAL-MART STORES INC COM 931142103 2,406 50,000 SH SOLE X WENDY'S INTERNATIONAL INC C @ 45.0 SEP 07 CALL 950590909 70 19 CALL CALL SOLE X WESTMORELAND COAL CO COM 960878106 6,627 241,700 SH SOLE X WEYERHAEUSER CO [NYS] COM 962166104 237 3,000 SH SOLE X WHEELING-PITSBURGH CORP COM NEW 963142302 12,396 651,400 SH SOLE X WILLIAMS COS INC P @ 30.0 AUG 07 PUT 969457950 2,372 750 PUT PUT SOLE X WILLIAMS COS INC(NYS) COM 969457100 876 27,700 SH SOLE X WR GRACE & CO COM 38388F108 735 30,000 SH SOLE X XEROX CORP COM 984121103 185 10,000 SH SOLE X YAHOO INC C @ 35.0 JUL 07 CALL 984332906 678 250 CALL CALL SOLE X YHOO 0% 01 APR 2008 FRNT 4/1/2008 984332AB2 13,515 10,000,000 PRN SOLE X -----END PRIVACY-ENHANCED MESSAGE-----