0001225208-20-011281.txt : 20200903 0001225208-20-011281.hdr.sgml : 20200903 20200903175507 ACCESSION NUMBER: 0001225208-20-011281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200902 FILED AS OF DATE: 20200903 DATE AS OF CHANGE: 20200903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKLIN SHIRLEY C. CENTRAL INDEX KEY: 0001504635 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32892 FILM NUMBER: 201160153 MAIL ADDRESS: STREET 1: C/O MUELLER WATER PRODUCTS, INC. STREET 2: 1200 ABERNATHY RD., SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mueller Water Products, Inc. CENTRAL INDEX KEY: 0001350593 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 203547095 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1200 ABERNATHY RD, NE STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-206-4200 MAIL ADDRESS: STREET 1: 1200 ABERNATHY RD, NE STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: Mueller Holding Company, Inc. DATE OF NAME CHANGE: 20060123 4 1 doc4.xml X0306 4 2020-09-02 0001350593 Mueller Water Products, Inc. MWA 0001504635 FRANKLIN SHIRLEY C. 1200 ABERNATHY ROAD SUITE 1200 ATLANTA GA 30328 1 Common Stock 2020-09-02 4 M 0 25806.0000 2.9200 A 77719.0000 D Common Stock 2020-09-02 4 S 0 25806.0000 11.1117 D 51913.0000 D Stock Option (Right to Buy) 2.9200 2020-09-02 4 M 0 25806.0000 0.0000 D 2020-11-01 Common Stock 25806.0000 0.0000 D This transaction was an exercise of vested stock options granted in November 2010 that would have expired in November 2020. The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $11.065 to $11.210, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The stock options vested in three equal annual installments beginning on the first anniversary of the grant date, November 1, 2010. /s/ Barbara A. Smucygz, Attorney-in-Fact 2020-09-03