0001837216-20-000003.txt : 20201228 0001837216-20-000003.hdr.sgml : 20201228 20201228204502 ACCESSION NUMBER: 0001837216-20-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201228 DATE AS OF CHANGE: 20201228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BD1 Investment Holding, LLC CENTRAL INDEX KEY: 0001837216 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 201420018 BUSINESS ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: (310) 266-3528 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuhn Johannes CENTRAL INDEX KEY: 0001837227 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 201420019 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2020-12-18 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001837216 BD1 Investment Holding, LLC 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 0001837227 Kuhn Johannes 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 Unsecured convertible promissory notes 0.0001 2020-12-18 Common Stock 105000000000 D (1) BD 1 Investment Holding, LLC ("BD1") owns two unsecured convertible promissory notes with principal amounts of $10,340,000 and $160,000 ("Exchange Notes"), convertible at any time into 105,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 3 includes Mr. Johannes Kuhn who is the 100% indirect owner of BD1. (2) The maturity date of the Exchange Notes is December 18, 2025. Todd Steadman 2020-12-28