0001493152-22-015342.txt : 20220527 0001493152-22-015342.hdr.sgml : 20220527 20220527160522 ACCESSION NUMBER: 0001493152-22-015342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220525 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fortsch Bernd CENTRAL INDEX KEY: 0001827283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 22977325 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TubeSolar AG CENTRAL INDEX KEY: 0001840096 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 22977326 BUSINESS ADDRESS: STREET 1: BERLINER ALLEE 65 CITY: AUGSBURG STATE: 2M ZIP: 86153 BUSINESS PHONE: 49 821 899 83052 MAIL ADDRESS: STREET 1: BERLINER ALLEE 65 CITY: AUGSBURG STATE: 2M ZIP: 86153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0306 4 2022-05-25 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001840096 TubeSolar AG BERLINER ALLEE 65 D - 86153 AUGSBURG 2M 86153 GERMANY 0 0 1 0 0001827283 Fortsch Bernd 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 Common Stock 2022-05-25 4 S 0 195 6.50 D 4959028 D This joint filing includes Mr. Bernd Fortsch who directly and indirectly owns a controlling interest in TubeSolar AG. This filing shall not be deemed an admission that Mr. Fortsch is, for purposes of Section 16 of the Act, or otherwise, the beneficial owner of any equity securities covered by the statement. This transaction was executed in multiple trades at the price reflected above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. /s/ Jurgen Gallina, Manager of TubeSolar AG 2022-05-27 /s/ David Peterson, power of attorney of Bernd Fortsch 2022-05-27