0001493152-22-005854.txt : 20220302
0001493152-22-005854.hdr.sgml : 20220302
20220302173713
ACCESSION NUMBER: 0001493152-22-005854
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220201
FILED AS OF DATE: 20220302
DATE AS OF CHANGE: 20220302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crowdex Investment, LLC
CENTRAL INDEX KEY: 0001827088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22705357
BUSINESS ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
BUSINESS PHONE: 310-266-3528
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fortsch Bernd
CENTRAL INDEX KEY: 0001827283
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22705356
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5233
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
4
1
ownership.xml
X0306
4
2022-02-01
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001827088
Crowdex Investment, LLC
1675 SOUTH STATE STREET, SUITE B
DOVER
DE
19901
0
0
1
0
0001827283
Fortsch Bernd
1675 SOUTH STATE STREET, SUITE B
DOVER
DE
19901
0
0
1
0
Common Stock
2022-02-01
4
C
0
2600000
0.50
A
5545042
D
Series 1A Preferred Stock, par value $0.0001
0.50
2022-02-01
4
C
0
1300
0.50
D
Common Stock, par value $0.0001 per share
2600000
0
D
This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC.
Conversion price is $0.50 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share. The conversion price was adjusted to reflect a reverse stock split of the Issuer's common stock at a ratio of 1-5,000 on January 28, 2022 (the "Reverse Stock Split").
Reflects the Reverse Stock Split.
800 of the shares of Series 1A Preferred Stock were acquired, and became exercisable, on September 22, 2020, and 500 of the shares of Series 1A Preferred Stock were acquired, and became exercisable, on December 31, 2020.
The Series 1A Preferred Stock has no expiration date.
/s/ David Peterson, Manager of Crowdex Investment, LLC
2022-03-02
/s/ David Peterson, power of attorney of Bernd Fortsch
2022-03-02