0001493152-22-005854.txt : 20220302 0001493152-22-005854.hdr.sgml : 20220302 20220302173713 ACCESSION NUMBER: 0001493152-22-005854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220302 DATE AS OF CHANGE: 20220302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowdex Investment, LLC CENTRAL INDEX KEY: 0001827088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 22705357 BUSINESS ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 310-266-3528 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fortsch Bernd CENTRAL INDEX KEY: 0001827283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 22705356 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0306 4 2022-02-01 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001827088 Crowdex Investment, LLC 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 0001827283 Fortsch Bernd 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 Common Stock 2022-02-01 4 C 0 2600000 0.50 A 5545042 D Series 1A Preferred Stock, par value $0.0001 0.50 2022-02-01 4 C 0 1300 0.50 D Common Stock, par value $0.0001 per share 2600000 0 D This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC. Conversion price is $0.50 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share. The conversion price was adjusted to reflect a reverse stock split of the Issuer's common stock at a ratio of 1-5,000 on January 28, 2022 (the "Reverse Stock Split"). Reflects the Reverse Stock Split. 800 of the shares of Series 1A Preferred Stock were acquired, and became exercisable, on September 22, 2020, and 500 of the shares of Series 1A Preferred Stock were acquired, and became exercisable, on December 31, 2020. The Series 1A Preferred Stock has no expiration date. /s/ David Peterson, Manager of Crowdex Investment, LLC 2022-03-02 /s/ David Peterson, power of attorney of Bernd Fortsch 2022-03-02