0001493152-22-005853.txt : 20220302
0001493152-22-005853.hdr.sgml : 20220302
20220302173651
ACCESSION NUMBER: 0001493152-22-005853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220201
FILED AS OF DATE: 20220302
DATE AS OF CHANGE: 20220302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BD1 Investment Holding, LLC
CENTRAL INDEX KEY: 0001837216
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22705353
BUSINESS ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
BUSINESS PHONE: (310) 266-3528
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Ute
CENTRAL INDEX KEY: 0001847825
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22705351
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Johannes
CENTRAL INDEX KEY: 0001837227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22705352
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5233
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
4
1
ownership.xml
X0306
4
2022-02-01
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001837216
BD1 Investment Holding, LLC
1675 SOUTH STATE STREET,
SUITE B
DOVER
DE
19901
0
0
1
0
0001837227
Kuhn Johannes
70-72 MUEHLENWEG
LUXEMBOURG
N4
L-2155
LUXEMBOURG
0
0
1
0
0001847825
Kuhn Ute
70-72 MUEHLENWEG
LUXEMBOURG
N4
L-2155
LUXEMBOURG
0
0
1
0
Common Stock
2022-02-01
4
C
0
15800000
0.50
A
15933334
D
Unsecured convertible promissory notes
0.50
2022-02-01
4
C
0
15800000
0.50
D
2020-12-18
Common Stock
15800000
0
D
Represents two unsecured convertible promissory notes with principal amounts of $7,740,000 and $160,000, which converted into shares of common stock at a conversion price per share of $0.50. The conversion price was adjusted to reflect a reverse stock split of the Issuer's common stock at a ratio of 1-5,000 on January 28, 2022 (the "Reverse Stock Split"). This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1 Investment Holding, LLC.
Reflects the Reverse Stock Split.
The maturity date is December 18, 2025.
By: /s/ Todd Steadman, Manager of BD1 Investment Holding, LLC and attorney-in-fact for Johannes Kuhn and Ute Kuhn
2022-03-02