0001493152-22-005853.txt : 20220302 0001493152-22-005853.hdr.sgml : 20220302 20220302173651 ACCESSION NUMBER: 0001493152-22-005853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220302 DATE AS OF CHANGE: 20220302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BD1 Investment Holding, LLC CENTRAL INDEX KEY: 0001837216 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 22705353 BUSINESS ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: (310) 266-3528 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuhn Ute CENTRAL INDEX KEY: 0001847825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 22705351 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuhn Johannes CENTRAL INDEX KEY: 0001837227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 22705352 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0306 4 2022-02-01 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001837216 BD1 Investment Holding, LLC 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 0001837227 Kuhn Johannes 70-72 MUEHLENWEG LUXEMBOURG N4 L-2155 LUXEMBOURG 0 0 1 0 0001847825 Kuhn Ute 70-72 MUEHLENWEG LUXEMBOURG N4 L-2155 LUXEMBOURG 0 0 1 0 Common Stock 2022-02-01 4 C 0 15800000 0.50 A 15933334 D Unsecured convertible promissory notes 0.50 2022-02-01 4 C 0 15800000 0.50 D 2020-12-18 Common Stock 15800000 0 D Represents two unsecured convertible promissory notes with principal amounts of $7,740,000 and $160,000, which converted into shares of common stock at a conversion price per share of $0.50. The conversion price was adjusted to reflect a reverse stock split of the Issuer's common stock at a ratio of 1-5,000 on January 28, 2022 (the "Reverse Stock Split"). This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1 Investment Holding, LLC. Reflects the Reverse Stock Split. The maturity date is December 18, 2025. By: /s/ Todd Steadman, Manager of BD1 Investment Holding, LLC and attorney-in-fact for Johannes Kuhn and Ute Kuhn 2022-03-02