0001493152-22-001775.txt : 20220120
0001493152-22-001775.hdr.sgml : 20220120
20220120202732
ACCESSION NUMBER: 0001493152-22-001775
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220120
FILED AS OF DATE: 20220120
DATE AS OF CHANGE: 20220120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BD1 Investment Holding, LLC
CENTRAL INDEX KEY: 0001837216
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22543870
BUSINESS ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
BUSINESS PHONE: (310) 266-3528
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Ute
CENTRAL INDEX KEY: 0001847825
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22543868
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Johannes
CENTRAL INDEX KEY: 0001837227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 22543869
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5233
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
4
1
ownership.xml
X0306
4
2022-01-20
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001837216
BD1 Investment Holding, LLC
1675 SOUTH STATE STREET, SUITE B
DOVER
DE
19901
0
0
1
0
0001837227
Kuhn Johannes
70-72 MUEHLENWEG
LUXEMBOURG
N4
L-2155
LUXEMBOURG
0
0
1
0
0001847825
Kuhn Ute
70-72 MUEHLENWEG
LUXEMBOURG
N4
L-2155
LUXEMBOURG
0
0
1
0
Unsecured convertible promissory notes
0.0001
2022-01-20
4
S
0
10000000000
0.0001
D
2020-12-18
Common Stock
10000000000
79000000000
D
On January 20, 2022, BD 1 Investment Holding, LLC ("BD1") entered into a purchase agreement to sell and assign a portion of an unsecured convertible promissory note equal to $1,000,000 in principal amount for a purchase price of $1,000,000. Following the transaction, BD1 owns two unsecured convertible promissory notes with principal amounts of $7,740,000 and $160,000, convertible at any time into 79,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1.
The maturity date is December 18, 2025.
By: /s/ Todd Steadman, Manager of BD1 Investment Holding, LLC and attorney-in-fact for Johannes Kuhn and Ute Kuhn
2022-01-20