0001493152-21-032687.txt : 20211229 0001493152-21-032687.hdr.sgml : 20211229 20211229160525 ACCESSION NUMBER: 0001493152-21-032687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BD1 Investment Holding, LLC CENTRAL INDEX KEY: 0001837216 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211528893 BUSINESS ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: (310) 266-3528 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuhn Ute CENTRAL INDEX KEY: 0001847825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211528891 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuhn Johannes CENTRAL INDEX KEY: 0001837227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211528892 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0306 4 2021-12-27 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001837216 BD1 Investment Holding, LLC 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 0001837227 Kuhn Johannes 70-72 MUEHLENWEG LUXEMBOURG N4 L-2155 LUXEMBOURG 0 0 1 0 0001847825 Kuhn Ute 70-72 MUEHLENWEG LUXEMBOURG N4 L-2155 LUXEMBOURG 0 0 1 0 Unsecured convertible promissory notes 0.0001 2021-12-27 4 S 0 10000000000 0.0001 D 2020-12-18 Common Stock 10000000000 89000000000 D On December 27, 2021, BD 1 Investment Holding, LLC ("BD1") entered into a purchase agreement to sell and assign a portion of an unsecured convertible promissory note equal to $1,000,000 in principal amount for a purchase price of $1,000,000. Following the transaction, BD1 owns two unsecured convertible promissory notes with principal amounts of $8,740,000 and $160,000, convertible at any time into 89,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1. The maturity date is December 18, 2025. By: /s/ Todd Steadman, Manager of BD1 Investment Holding, LLC and attorney-in-fact for Johannes Kuhn and Ute Kuhn 2021-12-29