0001493152-21-031288.txt : 20211213 0001493152-21-031288.hdr.sgml : 20211213 20211213161524 ACCESSION NUMBER: 0001493152-21-031288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowdex Investment, LLC CENTRAL INDEX KEY: 0001827088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211488250 BUSINESS ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 310-266-3528 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fortsch Bernd CENTRAL INDEX KEY: 0001827283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211488249 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0306 4 2021-12-09 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001827088 Crowdex Investment, LLC 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 0001827283 Fortsch Bernd 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 Common Stock 2021-12-09 4 C 0 2725205300 0.0001 A 14725205300 D Convertible Promissory Note 0.0001 2021-12-09 4 C 0 2725205300 0.0001 D 2020-06-09 Common Stock, par value $0.0001 per share 2725205300 0 D This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC. Represents $272,520.53 of outstanding principal and interest calculated through December 9, 2021, on which date such amount converted into shares of Common Stock at a conversion price per share of $0.0001. /s/ David Peterson, Manager of Crowdex Investment, LLC 2021-12-13 /s/ David Peterson, power of attorney of Bernd Fortsch 2021-12-13