0001493152-21-018553.txt : 20210804
0001493152-21-018553.hdr.sgml : 20210804
20210804155918
ACCESSION NUMBER: 0001493152-21-018553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210802
FILED AS OF DATE: 20210804
DATE AS OF CHANGE: 20210804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BD1 Investment Holding, LLC
CENTRAL INDEX KEY: 0001837216
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 211143860
BUSINESS ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
BUSINESS PHONE: (310) 266-3528
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Ute
CENTRAL INDEX KEY: 0001847825
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 211143858
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Johannes
CENTRAL INDEX KEY: 0001837227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 211143859
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5233
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
4
1
ownership.xml
X0306
4
2021-08-02
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001837216
BD1 Investment Holding, LLC
1675 SOUTH STATE STREET, SUITE B
DOVER
DE
19901
0
0
1
0
0001837227
Kuhn Johannes
70-72 MUEHLENWEG
LUXEMBOURG
N4
L-2155
LUXEMBOURG
0
0
1
0
0001847825
Kuhn Ute
70-72 MUEHLENWEG
LUXEMBOURG
N4
L-2155
LUXEMBOURG
0
0
1
0
Common Stock
2021-08-02
4
P
0
666666672
10000000.08
A
666666672
D
On August 2, 2021, BD 1 Investment Holding, LLC ("BD1") and the Issuer entered into a securities purchase agreement pursuant to which BD1 will purchase from the Issuer an aggregate of 666,666,672 shares of common stock for $10,000,000.08 (or $0.015 per share of common stock), in two tranches: (i) 333,333,336 shares of common stock for $5,000,000.04 on or before August 31, 2021 and (ii) 333,333,336 shares of common stock for $5,000,000.04 on or before (x) October 31, 2021 (if the Issuer then has authorized but unissued shares of common stock sufficient to issue such shares) or (y) within five business days after the effective date of an increase in the authorized shares. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% beneficial owners of BD1
/s/ Todd Steadman, Manager of BD1 Investment Holding, LLC and attorney-in-fact for Johannes Kuhn and Ute Kuhn
2021-08-04