0001493152-21-018553.txt : 20210804 0001493152-21-018553.hdr.sgml : 20210804 20210804155918 ACCESSION NUMBER: 0001493152-21-018553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BD1 Investment Holding, LLC CENTRAL INDEX KEY: 0001837216 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211143860 BUSINESS ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: (310) 266-3528 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuhn Ute CENTRAL INDEX KEY: 0001847825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211143858 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuhn Johannes CENTRAL INDEX KEY: 0001837227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 211143859 MAIL ADDRESS: STREET 1: 1675 SOUTH STATE STREET, SUITE B CITY: DOVER STATE: DE ZIP: 19901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0306 4 2021-08-02 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001837216 BD1 Investment Holding, LLC 1675 SOUTH STATE STREET, SUITE B DOVER DE 19901 0 0 1 0 0001837227 Kuhn Johannes 70-72 MUEHLENWEG LUXEMBOURG N4 L-2155 LUXEMBOURG 0 0 1 0 0001847825 Kuhn Ute 70-72 MUEHLENWEG LUXEMBOURG N4 L-2155 LUXEMBOURG 0 0 1 0 Common Stock 2021-08-02 4 P 0 666666672 10000000.08 A 666666672 D On August 2, 2021, BD 1 Investment Holding, LLC ("BD1") and the Issuer entered into a securities purchase agreement pursuant to which BD1 will purchase from the Issuer an aggregate of 666,666,672 shares of common stock for $10,000,000.08 (or $0.015 per share of common stock), in two tranches: (i) 333,333,336 shares of common stock for $5,000,000.04 on or before August 31, 2021 and (ii) 333,333,336 shares of common stock for $5,000,000.04 on or before (x) October 31, 2021 (if the Issuer then has authorized but unissued shares of common stock sufficient to issue such shares) or (y) within five business days after the effective date of an increase in the authorized shares. This joint filing on Form 4 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% beneficial owners of BD1 /s/ Todd Steadman, Manager of BD1 Investment Holding, LLC and attorney-in-fact for Johannes Kuhn and Ute Kuhn 2021-08-04