0001209191-23-020714.txt : 20230323
0001209191-23-020714.hdr.sgml : 20230323
20230323151139
ACCESSION NUMBER: 0001209191-23-020714
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230314
FILED AS OF DATE: 20230323
DATE AS OF CHANGE: 20230323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucro Investments VCC - ESG Opportunities Fund
CENTRAL INDEX KEY: 0001943318
STATE OF INCORPORATION: U0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 23755787
BUSINESS ADDRESS:
STREET 1: 10 ANSON ROAD
STREET 2: #16-06 INTERNATIONAL PLAZA
CITY: SINGAPORE
STATE: U0
ZIP: 079903
BUSINESS PHONE: 65-6962-1502
MAIL ADDRESS:
STREET 1: 10 ANSON ROAD
STREET 2: #16-06 INTERNATIONAL PLAZA
CITY: SINGAPORE
STATE: U0
ZIP: 079903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5000
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2023-03-14
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001943318
Lucro Investments VCC - ESG Opportunities Fund
12300 GRANT STREET
THORNTON
CO
80241
0
0
1
0
Common Stock
3679255
D
Warrants
6.00
Common Stock
1415095
D
Consists of 1,415,095 warrants ("Warrants") to acquire shares of Common Stock ("Common Stock") of Ascent Solar Technologies, Inc. on a one-for-one basis held by Lucro Investments VCC - ESG Opportunities Fund ("Lucro"). The Warrants were immediately exercisable upon their acquisition on August 19, 2022 and expire on August 19, 2027; provided however, that Lucro may not exercise the Warrants to the extent that, after giving effect to such exercise, Lucro would beneficially own in excess of 9.99% of the shares of Common Stock outstanding, or, at Lucro's election on not less than 61 days' notice, 19.99% of the shares of Common Stock outstanding.
/s/ Chee Wee YAP, Investment Committee Member
/s/ Su Peng GOH, Investment Committee Member
/s/ Madison LIN, Investment Committee Member
2023-03-23