0001209191-23-020714.txt : 20230323 0001209191-23-020714.hdr.sgml : 20230323 20230323151139 ACCESSION NUMBER: 0001209191-23-020714 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230314 FILED AS OF DATE: 20230323 DATE AS OF CHANGE: 20230323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucro Investments VCC - ESG Opportunities Fund CENTRAL INDEX KEY: 0001943318 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 23755787 BUSINESS ADDRESS: STREET 1: 10 ANSON ROAD STREET 2: #16-06 INTERNATIONAL PLAZA CITY: SINGAPORE STATE: U0 ZIP: 079903 BUSINESS PHONE: 65-6962-1502 MAIL ADDRESS: STREET 1: 10 ANSON ROAD STREET 2: #16-06 INTERNATIONAL PLAZA CITY: SINGAPORE STATE: U0 ZIP: 079903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5000 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2023-03-14 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001943318 Lucro Investments VCC - ESG Opportunities Fund 12300 GRANT STREET THORNTON CO 80241 0 0 1 0 Common Stock 3679255 D Warrants 6.00 Common Stock 1415095 D Consists of 1,415,095 warrants ("Warrants") to acquire shares of Common Stock ("Common Stock") of Ascent Solar Technologies, Inc. on a one-for-one basis held by Lucro Investments VCC - ESG Opportunities Fund ("Lucro"). The Warrants were immediately exercisable upon their acquisition on August 19, 2022 and expire on August 19, 2027; provided however, that Lucro may not exercise the Warrants to the extent that, after giving effect to such exercise, Lucro would beneficially own in excess of 9.99% of the shares of Common Stock outstanding, or, at Lucro's election on not less than 61 days' notice, 19.99% of the shares of Common Stock outstanding. /s/ Chee Wee YAP, Investment Committee Member /s/ Su Peng GOH, Investment Committee Member /s/ Madison LIN, Investment Committee Member 2023-03-23