0001079973-24-000863.txt : 20240611
0001079973-24-000863.hdr.sgml : 20240611
20240611195253
ACCESSION NUMBER: 0001079973-24-000863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240611
DATE AS OF CHANGE: 20240611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warley Paul P.
CENTRAL INDEX KEY: 0001957757
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 241037249
MAIL ADDRESS:
STREET 1: C/O ASCENT SOLAR TECHNOLOGIES, INC.
STREET 2: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5000
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
4
1
ownership.xml
X0508
4
2024-03-31
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001957757
Warley Paul P.
C/O ASCENT SOLAR TECHNOLOGIES, INC.
12300 GRANT STREET
THORNTON
CO
80241
1
1
0
0
Chief Executive Officer
0
Common Stock
2024-03-31
4
F
0
25184
0.3941
D
231538
D
215,000 of the shares previously reported are restricted stock units ("RSUs") granted 1/17/2024. Each RSU represents a contingent right to receive one share of ASTI common stock.
One third of the RSU's will vest on each of 3/31/2024, 1/1/2025 and 1/1/2026. Any outstanding and unvested RSU's will accelerate and fully vest upon the earlier of (i) a change of control or (ii) the termination of Mr. Warley's employment for any reason other than (x) by the Company for cause or (y) by Mr. Warley without good reason.
Reflects 25,184 shares withheld by the Issuer to satisfy tax withholding obligations related to an RSU vest on 3/31/2024.
/s/ Paul Warley
2024-06-11