0001079973-23-001356.txt : 20231002 0001079973-23-001356.hdr.sgml : 20231002 20231002162053 ACCESSION NUMBER: 0001079973-23-001356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230928 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson David Theodore JR CENTRAL INDEX KEY: 0001835487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 231299966 MAIL ADDRESS: STREET 1: 15332 ANTIOCH STREET, #434 CITY: PACIFIC PALISADES STATE: CA ZIP: 90272 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5000 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0508 4 2023-09-28 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001835487 Peterson David Theodore JR 12300 GRANT STREET THORNTON CO 80241 1 0 0 0 0 Common Stock 2023-09-28 4 P 0 12152 2.88 A 12152 D Warrants for Common Stock (right to buy) 2.88 2023-09-28 4 P 0 12152 0.00 A 2023-09-28 2028-09-28 Common Stock 12152 12152 D In connection with the Ascent Solar secondary public offering, 12,152 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue. /s/ David Peterson 2023-10-02