0001079973-23-001356.txt : 20231002
0001079973-23-001356.hdr.sgml : 20231002
20231002162053
ACCESSION NUMBER: 0001079973-23-001356
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230928
FILED AS OF DATE: 20231002
DATE AS OF CHANGE: 20231002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson David Theodore JR
CENTRAL INDEX KEY: 0001835487
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 231299966
MAIL ADDRESS:
STREET 1: 15332 ANTIOCH STREET, #434
CITY: PACIFIC PALISADES
STATE: CA
ZIP: 90272
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5000
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
4
1
ownership.xml
X0508
4
2023-09-28
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001835487
Peterson David Theodore JR
12300 GRANT STREET
THORNTON
CO
80241
1
0
0
0
0
Common Stock
2023-09-28
4
P
0
12152
2.88
A
12152
D
Warrants for Common Stock (right to buy)
2.88
2023-09-28
4
P
0
12152
0.00
A
2023-09-28
2028-09-28
Common Stock
12152
12152
D
In connection with the Ascent Solar secondary public offering, 12,152 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue.
/s/ David Peterson
2023-10-02