0001079973-22-001184.txt : 20220927
0001079973-22-001184.hdr.sgml : 20220927
20220927212532
ACCESSION NUMBER: 0001079973-22-001184
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220921
FILED AS OF DATE: 20220927
DATE AS OF CHANGE: 20220927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Max Jeffrey
CENTRAL INDEX KEY: 0001948131
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 221272653
MAIL ADDRESS:
STREET 1: C/O ASCENT SOLAR TECHNOLOGIES, INC.
STREET 2: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5233
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
4
1
ownership.xml
X0306
4
2022-09-21
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001948131
Max Jeffrey
C/O ASCENT SOLAR TECHNOLOGIES, INC.
12300 GRANT STREET
THORNTON
CO
80241
0
1
0
0
Chief Executive Office
Common Stock
2022-09-21
4
A
0
3534591
0.00
A
3534591
D
The shares reported are restricted stock units ("RSUs") granted 9/21/2022. Each RSU represents a contingent right to receive one share of ASTI common stock.
20% of the RSUs are fully vested upon grant. The remaining 80% of the RSUs shall vest in equal monthly increments over the next thirty-six months. Any outstanding and unvested RSUs will accelerate and fully vest upon the earlier of (i) a change of control and (ii) the termination of the reporting person's employment for any reason other than (x) by the Company for cause or (y) by the reporting person without good reason. The RSUs shall be settled in eight (8) equal increments on the last business day of each calendar quarter beginning with the initial settlement date of September 30, 2024. Notwithstanding the foregoing, any RSUs that are then outstanding and vested will accelerate and be settled upon the earlier of (i) a change of control and (ii) the termination of Mr. Max's employment for any reason other than (x) by the Company for cause or (y) by Mr. Max without good reason.
/s/ Jeffrey Max
2022-09-27