8-A12B 1 asti_8a12b.htm FORM 8-A12B

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

 

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

 

SECURITIES EXCHANGE ACT OF 1934

 

  Ascent Solar Technologies, Inc.  
  (Exact name of registrant as specified in its charter)  

 

 Delaware   20-3672603

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

 

12300 Grant Street
Thornton, CO 80241

 
(Address of principal executive offices, including zip code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

   
  Title of each class to be so registered   Name of each exchange on which each class is to be registered
  Common Stock, $0.0001 par value   The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

Securities Act registration statement file number to which this form relates: None (if applicable). 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 

 

 

 

 

 

 

 

 

 

 

 

 
 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the common stock to be registered hereunder is contained in Exhibit 4.3 entitled “Description of the Registrant’s Common Stock” to the Annual Report on Form 10-K (File No. 001-32919) (the “Annual Report”) of Ascent Solar Technologies, Inc. (the “Registrant”) filed with the Securities and Exchange Commission on March 14, 2022. This information is incorporated herein by reference.

 

Item 2. Exhibits.

 

Under the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The Nasdaq Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 

 

 

 
 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

Date: August 16, 2022 ASCENT SOLAR TECHNOLOGIES, INC.
   
  By: /s/ Victor Lee
  Name: Lee Kong Hian (aka Victor Lee)
  Title: President and Chief Executive Officer