0001079973-20-001089.txt : 20201221 0001079973-20-001089.hdr.sgml : 20201221 20201221164954 ACCESSION NUMBER: 0001079973-20-001089 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201221 DATE AS OF CHANGE: 20201221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson David Theodore JR CENTRAL INDEX KEY: 0001835487 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 201404850 MAIL ADDRESS: STREET 1: 15332 ANTIOCH STREET, #434 CITY: PACIFIC PALISADES STATE: CA ZIP: 90272 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5233 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 3 1 ownership.xml X0206 3 2020-12-10 1 0001350102 Ascent Solar Technologies, Inc. ASTI 0001835487 Peterson David Theodore JR 12300 GRANT STREET THORNTON CO 80241 1 0 0 0 The reporting person is currently the Manager of Crowdex Investment, LLC ("Crowdex"). Crowdex is a newly formed limited liability company whose 100% indirect beneficial owner is Bernd Fortsch. Through its ownership of Common Stock and Series 1A Convertible Preferred Stock of the Company, Crowdex currently holds majority voting control of the Company. Mr. Peterson disclaims beneficial ownership of any Company securities owned by Crowdex. /s/ David Peterson 2020-12-21