0001079973-20-001089.txt : 20201221
0001079973-20-001089.hdr.sgml : 20201221
20201221164954
ACCESSION NUMBER: 0001079973-20-001089
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201210
FILED AS OF DATE: 20201221
DATE AS OF CHANGE: 20201221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson David Theodore JR
CENTRAL INDEX KEY: 0001835487
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 201404850
MAIL ADDRESS:
STREET 1: 15332 ANTIOCH STREET, #434
CITY: PACIFIC PALISADES
STATE: CA
ZIP: 90272
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5233
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
3
1
ownership.xml
X0206
3
2020-12-10
1
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001835487
Peterson David Theodore JR
12300 GRANT STREET
THORNTON
CO
80241
1
0
0
0
The reporting person is currently the Manager of Crowdex Investment, LLC ("Crowdex"). Crowdex is a newly formed limited liability company whose 100% indirect beneficial owner is Bernd Fortsch. Through its ownership of Common Stock and Series 1A Convertible Preferred Stock of the Company, Crowdex currently holds majority voting control of the Company. Mr. Peterson disclaims beneficial ownership of any Company securities owned by Crowdex.
/s/ David Peterson
2020-12-21