0001349929-17-000077.txt : 20171002 0001349929-17-000077.hdr.sgml : 20171002 20171002170340 ACCESSION NUMBER: 0001349929-17-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170928 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Geoffrey E. CENTRAL INDEX KEY: 0001611395 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35817 FILM NUMBER: 171115206 MAIL ADDRESS: STREET 1: 8 HARTLEY FARMS ROAD CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CANCER GENETICS, INC CENTRAL INDEX KEY: 0001349929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 043462475 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 BUSINESS PHONE: 201.528.9200 MAIL ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 FORMER COMPANY: FORMER CONFORMED NAME: CANCER GENETICS INC DATE OF NAME CHANGE: 20060117 4 1 wf-form4_150697820661484.xml FORM 4 X0306 4 2017-09-28 0 0001349929 CANCER GENETICS, INC CGIX 0001611395 Harris Geoffrey E. 201 RT 17 NORTH, 2ND FLOOR C/O CANCER GENETICS, INC. RUTHERFORD NJ 07070 1 0 0 0 Common Stock, par value $0.0001 per share 2017-09-28 4 A 0 2500 0 A 27500 D Stock Option (right to buy) 2.75 2017-09-28 4 A 0 5000 0 A 2018-09-28 2027-09-28 Common Stock, par value $0.0001 per share 5000.0 5000 D The restricted stock underlying the award vests in two equal installments on September 28, 2018 and September 28, 2019, respectively. The option vests in two equal installments on September 28, 2018 and September 28, 2019, respectively. /s/ Geoffrey Harris by John A. Roberts as attorney-in-fact 2017-10-02