0001181431-13-021026.txt : 20130404 0001181431-13-021026.hdr.sgml : 20130404 20130404214025 ACCESSION NUMBER: 0001181431-13-021026 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130404 FILED AS OF DATE: 20130404 DATE AS OF CHANGE: 20130404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: El Naggar Jane Houldsworth CENTRAL INDEX KEY: 0001550312 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35817 FILM NUMBER: 13744238 MAIL ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CANCER GENETICS, INC CENTRAL INDEX KEY: 0001349929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 043462475 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 BUSINESS PHONE: 201.528.9200 MAIL ADDRESS: STREET 1: 201 ROUTE 17 NORTH STREET 2: 2ND FLOOR CITY: RUTHERFORD STATE: NJ ZIP: 07070 FORMER COMPANY: FORMER CONFORMED NAME: CANCER GENETICS INC DATE OF NAME CHANGE: 20060117 3 1 rrd369548.xml FORM 3 X0206 3 2013-04-04 0 0001349929 CANCER GENETICS, INC CGIX 0001550312 El Naggar Jane Houldsworth 201 ROUTE 17 NORTH 2ND FLOOR RUTHERFORD NJ 07070 0 1 0 0 VP of Research and Development Common Stock, par value $0.0001 per share 29892 D Stock Option (right to buy) 4.80 2020-01-18 Common Stock, par value $0.0001 per share 13800 D Stock Option (right to buy) 4.80 2020-01-18 Common Stock, par value $0.0001 per share 2400 D This option is vested and fully exercisable as to 5,520 shares. The remaining shares shall vest in equal monthly installments of 230 shares on the 19th of each month. This option was fully vested and exercisable as of January 19, 2010. /s/ Jane Houldsworth El Naggar 2013-04-04