-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C5QfJkAycPJYP/EPB09LuYhBg1UWYxEOYgEn92Dv0afpwBYjhM5SNKHUXz7+Us9b qXQEdc4/Da6uCXReP5ckXA== 0001181431-10-033940.txt : 20100618 0001181431-10-033940.hdr.sgml : 20100618 20100618161937 ACCESSION NUMBER: 0001181431-10-033940 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100616 FILED AS OF DATE: 20100618 DATE AS OF CHANGE: 20100618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lumley David R CENTRAL INDEX KEY: 0001349840 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34757 FILM NUMBER: 10906050 MAIL ADDRESS: STREET 1: C/O SPECTRUM BRANDS, INC. STREET 2: 6 CONCOURSE PARKWAY, SUITE 3300 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0001487730 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 272166630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711 3 1 rrd278443.xml FORM 3 X0203 3 2010-06-16 0 0001487730 Spectrum Brands Holdings, Inc. SPB 0001349840 Lumley David R 601 RAYOVAC DRIVE MADISON WI 53711 0 1 0 0 CEO & Pres. GBPC H&G Common Stock 166667 D Pursuant to the terms of the Agreement and Plan of Merger, dated as of February 9, 2010, as amended, by and among Spectrum Brands, Inc. ("Spectrum Brands"), Russell Hobbs, Inc., Issuer, Battery Merger Corp. ("Battery Sub"), a direct wholly-owned subsidiary of Issuer, and Grill Merger Corp., a direct wholly-owned subsidiary of Issuer, all Delaware corporations, on June 16, 2010, among other things, Battery Sub merged with and into Spectrum Brands ("Battery Merger"). Spectrum Brands continued as the surviving corporation in the Battery Merger and became an indirectly wholly-owned subsidiary of Issuer. In connection with the Battery Merger, the shares issuable under the Spectrum Brands, Inc. 2009 Incentive Plan (the "Plan") were assumed by the Issuer. The 166,667 shares of restricted stock of Spectrum Brands awarded to Mr. Lumley under the Plan, which were valued at $31.50 per share in the Battery Merger and were scheduled to vest 75% on October 1, 2010 and 25% on October 1, 2011 if Mr. Lumley was employed by Spectrum Brands on such date, were canceled and exchanged for 166,667 shares of restricted stock of Issuer, which will have the same vesting schedule as the restricted stock of Spectrum Brands. /s/ David R. Lumley 2010-06-16 -----END PRIVACY-ENHANCED MESSAGE-----