0001209191-16-148309.txt : 20161103
0001209191-16-148309.hdr.sgml : 20161103
20161103210204
ACCESSION NUMBER: 0001209191-16-148309
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigPeak, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: GigOptix, Inc.
DATE OF NAME CHANGE: 20080411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schneider Frank
CENTRAL INDEX KEY: 0001349657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 161973413
MAIL ADDRESS:
STREET 1: C/O MKS INSTRUMENTS, INC.
STREET 2: 90 INDUSTRIAL WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-01
0
0001432150
GigPeak, Inc.
GIG
0001349657
Schneider Frank
C/O GIGPEAK, INC.
130 BAYTECH DRIVE, SAN JOSE, CA
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2016-11-01
4
M
0
1579
0.00
A
11919
D
Common Stock
2016-11-01
4
M
0
625
0.00
A
12544
D
Common Stock
2016-11-01
4
M
0
720
0.00
A
13264
D
Common Stock
2016-11-01
4
M
0
1250
0.00
A
14514
D
Common Stock
2016-11-01
4
M
0
6166
0.00
A
20680
D
Common Stock
168265
I
By the Schneider Family Trust
Restricted Stock Units (RSUs)
0.00
2016-11-01
4
M
0
1579
0.00
D
Common Stock
1579
3158
D
Restricted Stock Units (RSUs)
0.00
2016-11-01
4
M
0
625
0.00
D
Common Stock
625
3750
D
Restricted Stock Units (RSUs)
0.00
2016-11-01
4
M
0
720
0.00
D
Common Stock
720
7200
D
Restricted Stock Units (RSUs)
0.00
2016-11-01
4
M
0
1250
0.00
D
Common Stock
1250
5000
D
Restricted Stock Units (RSUs)
0.00
2016-11-01
4
M
0
6166
0.00
D
Common Stock
6166
0
D
1,579 Restricted Stock Units ("RSUs") issued in the grant to Mr. Schneider on 8/1/2013 vested on 11/1/2016 according to the vesting schedule previously reported.
625 RSUs issued in the grant to Mr. Schneider on 2/10/2014 vested on 11/1/2016 according to the vesting schedule previously reported.
720 RSUs issued in the grant to Mr. Schneider on 3/26/2015 vested on 11/1/2016 according to the vesting schedule previously reported.
1,250 RSUs issued in the grant to Mr. Schneider on 11/19/2015 vested on 11/1/2016 according to the vesting schedule previously reported.
6,166 RSUs issued in the grant to Mr. Schneider on 1/5/2016 vested on 11/1/2016 according to the vesting schedule previously reported.
The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported.
The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported.
The RSUs vest as follows: 25% vested on May 1, 2016. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported.
The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.
The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported.
As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting.
/s/ Frank W. Schneider
2016-11-03