0001209191-16-117960.txt : 20160505
0001209191-16-117960.hdr.sgml : 20160505
20160505210138
ACCESSION NUMBER: 0001209191-16-117960
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160503
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigPeak, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: GigOptix, Inc.
DATE OF NAME CHANGE: 20080411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schneider Frank
CENTRAL INDEX KEY: 0001349657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 161625701
MAIL ADDRESS:
STREET 1: C/O MKS INSTRUMENTS, INC.
STREET 2: 90 INDUSTRIAL WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-03
0
0001432150
GigPeak, Inc.
GIG
0001349657
Schneider Frank
C/O GIGPEAK, INC.
130 BAYTECH DRIVE, SAN JOSE, CA
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2016-05-03
4
M
0
1579
0.00
A
1579
D
Common Stock
2016-05-03
4
M
0
625
0.00
A
2204
D
Common Stock
2016-05-03
4
M
0
2880
0.00
A
5084
D
Common Stock
2016-05-03
4
M
0
1250
0.00
A
6334
D
Common Stock
2016-05-03
4
M
0
6166
0.00
A
12500
D
Common Stock
168265
I
By the Schneider Family Trust
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
1579
0.00
D
Common Stock
1579
6316
D
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
625
0.00
D
Common Stock
625
5000
D
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
2880
0.00
D
Common Stock
2880
8640
D
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
1250
0.00
D
Common Stock
1250
7500
D
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
6166
0.00
D
Common Stock
6166
12332
D
1,579 Restricted Stock Units ("RSUs") issued in the grant to Mr. Schneider on 8/1/2013 vested on 5/1/2016 according to the vesting schedule previously reported.
625 RSUs issued in the grant to Mr. Schneider on 2/10/2014 vested on 5/1/2016 according to the vesting schedule previously reported.
2,880 RSUs issued in the grant to Mr. Schneider on 3/26/2015 vested on 5/1/2016 according to the vesting schedule previously reported.
1,250 RSUs issued in the grant to Mr. Schneider on 11/19/2015 vested on 5/1/2016 according to the vesting schedule previously reported.
6,166 RSUs issued in the grant to Mr. Schneider on 1/5/2016 vested on 5/1/2016 according to the vesting schedule previously reported.
The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported.
The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported.
The RSUs vest as follows: 25% vested on May 1, 2016. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported.
The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.
The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported.
As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting. The vesting date of the RSUs was May 1, 2016, as previously
reported by the Issuer, which fell on a Sunday this year. Normally the shares will issue on the same date as the vesting date, as reported in the previously filed Form 4s
for vesting of RSUs. However, when the vesting date falls on a weekend or federal holiday, due to the normal processing required by the Issuer's transfer agent, it can
take up to two business days after the first business day following the vesting date for the resulting shares to be issued. Therefore the shares resulting from the vesting
on May 1, 2016 were not issued until May 3, 2016, as reported in this Form 4.
/s/ Frank W. Schneider
2016-05-05