0001209191-16-095559.txt : 20160203 0001209191-16-095559.hdr.sgml : 20160203 20160203205834 ACCESSION NUMBER: 0001209191-16-095559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigOptix, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schneider Frank CENTRAL INDEX KEY: 0001349657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 161386604 MAIL ADDRESS: STREET 1: C/O MKS INSTRUMENTS, INC. STREET 2: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-01 0 0001432150 GigOptix, Inc. GIG 0001349657 Schneider Frank C/O GIGOPTIX, INC. 130 BAYTECH DRIVE, SAN JOSE, CA SAN JOSE CA 95134 1 0 0 0 Common Stock 2016-02-01 4 M 0 1579 0.00 A 147679 D Common Stock 2016-02-01 4 M 0 625 0.00 A 148304 D Common Stock 2016-02-01 4 M 0 1250 0.00 A 149554 D Common Stock 2016-02-01 4 M 0 6169 0.00 A 155723 D Common Stock 12542 I By the Schneider Family Trust Restricted Stock Units (RSUs) 0.00 2016-02-01 4 M 0 1579 0.00 D Common Stock 1579 7895 D Restricted Stock Units (RSUs) 0.00 2016-02-01 4 M 0 625 0.00 D Common Stock 625 5625 D Restricted Stock Units (RSUs) 0.00 2016-02-01 4 M 0 1250 0.00 D Common Stock 1250 8750 D Restricted Stock Units (RSUs) 0.00 2016-02-01 4 M 0 6169 0.00 D Common Stock 6169 18498 D 1,579 Restricted Stock Units ("RSUs") issued in the grant to Mr. Schneider on 8/1/2013 vested on 2/1/2016 according to the vesting schedule previously reported. 625 RSUs issued in the grant to Mr. Schneider on 2/10/2014 vested on 2/1/2016 according to the vesting schedule previously reported. 1,250 RSUs issued in the grant to Mr. Schneider on 11/19/2015 vested on 2/1/2016 according to the vesting schedule previously reported. 6,169 RSUs issued in the grant to Mr. Schneider on 1/5/2016 vested on 2/1/2016 according to the vesting schedule previously reported. The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported. The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported. The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported. The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported. As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting. /s/ Frank W. Schneider 2016-02-03