0001209191-16-090447.txt : 20160107
0001209191-16-090447.hdr.sgml : 20160107
20160107210238
ACCESSION NUMBER: 0001209191-16-090447
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160105
FILED AS OF DATE: 20160107
DATE AS OF CHANGE: 20160107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigOptix, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schneider Frank
CENTRAL INDEX KEY: 0001349657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 161331331
MAIL ADDRESS:
STREET 1: C/O MKS INSTRUMENTS, INC.
STREET 2: 90 INDUSTRIAL WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-05
0
0001432150
GigOptix, Inc.
GIG
0001349657
Schneider Frank
C/O GIGOPTIX, INC.
130 BAYTECH DRIVE, SAN JOSE, CA
SAN JOSE
CA
95134
1
0
0
0
Restricted Stock Units (RSUs)
2016-01-05
4
A
0
24667
0.00
A
Common Stock
24667
24667
D
Restricted Stock Units (RSUs)
2016-01-05
4
A
0
10000
0.00
A
Common Stock
10000
10000
D
The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the GigOptix 2008 Equity Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting.
Each RSU represents a contingent right to receive one share of GigOptix common stock.
The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016.
The RSUs vest as follows: 25% vest on February 1, 2017. The remaining 75% vest in twelve quarterly installments thereafter, beginning on May 1, 2017 and ending on February 1, 2020.
/s/ Frank W. Schneider
2016-01-07