0001209191-15-063857.txt : 20150804
0001209191-15-063857.hdr.sgml : 20150804
20150804210134
ACCESSION NUMBER: 0001209191-15-063857
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150803
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigOptix, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schneider Frank
CENTRAL INDEX KEY: 0001349657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 151027227
MAIL ADDRESS:
STREET 1: C/O MKS INSTRUMENTS, INC.
STREET 2: 90 INDUSTRIAL WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-03
0
0001432150
GigOptix, Inc.
GIG
0001349657
Schneider Frank
C/O GIGOPTIX, INC.
130 BAYTECH DRIVE, SAN JOSE, CA
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2015-08-03
4
M
0
1579
0.00
A
113938
D
Common Stock
2015-08-03
4
M
0
625
0.00
A
114563
D
Common Stock
2015-08-03
4
M
0
14667
0.00
A
129230
D
Common Stock
12542
I
By the Schneider Family Trust
Restricted Stock Units (RSUs)
0.00
2015-08-03
4
M
0
1579
0.00
D
Common Stock
1579
11053
D
Restricted Stock Units (RSUs)
0.00
2015-08-03
4
M
0
625
0.00
D
Common Stock
625
6875
D
Restricted Stock Units (RSUs)
0.00
2015-08-03
4
M
0
14667
0.00
D
Common Stock
14667
14666
D
1,579 RSUs issued in the grant to Mr. Schneider on 8/1/2013 vested on 8/1/2015 according to the vesting schedule previously reported.
625 RSUs issued in the grant to Mr. Schneider on 2/10/2014 vested on 8/1/2015 according to the vesting schedule previously reported.
14,667 RSUs issued in the grant to Mr. Schneider on 3/26/2015 vested on 8/1/2015 according to the vesting schedule previously reported.
The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported.
The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018.
The RSUs vest in three quarterly installments beginning on May 1, 2015 and ending on November 1, 2015.
As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at
the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection
with such vesting. The vesting date of the RSUs was August 1, 2015, as previously reported by the Issuer, which fell on a Saturday
this year. Normally the shares will issue on the same date as the vesting date, as reported in the previously filed Form 4s for vesting of
RSUs. However, when the vesting date falls on a weekend or federal holiday, due to the normal processing required by the Issuer's
transfer agent, it can take up to two business days after the first business day following the vesting date for the resulting shares to be
issued. Therefore the shares resulting from the vesting on August 1, 2015 were not issued until August 3, 2015, as reported in this
Form 4.
/s/ Frank W. Schneider
2015-08-04