0001213900-23-037294.txt : 20230508
0001213900-23-037294.hdr.sgml : 20230508
20230508145424
ACCESSION NUMBER: 0001213900-23-037294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230504
FILED AS OF DATE: 20230508
DATE AS OF CHANGE: 20230508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oberbeck Christian L
CENTRAL INDEX KEY: 0001349483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00732
FILM NUMBER: 23897262
MAIL ADDRESS:
STREET 1: C/O KOPPERS INC
STREET 2: 436 SEVENTH AVENUE, SUITE 1550
CITY: PITTSBURG
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP.
CENTRAL INDEX KEY: 0001377936
IRS NUMBER: 204876925
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-3343
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: GSC INVESTMENT CORP.
DATE OF NAME CHANGE: 20070321
FORMER COMPANY:
FORMER CONFORMED NAME: GSC Investment LLC
DATE OF NAME CHANGE: 20061011
4
1
ownership.xml
X0407
4
2023-05-04
0
0001377936
SARATOGA INVESTMENT CORP.
SAR
0001349483
Oberbeck Christian L
C/O SARATOGA INVESTMENT CORP.
535 MADISON AVENUE
NEW YORK,
NY
10022
1
1
1
0
CEO, Director and President
0
Common Stock
2023-05-04
4
P
0
2000
23.81
A
689775
D
Common Stock
217774
I
By CLO Partners LLC
Common Stock
40923
I
By children
Common Stock
1318
I
By wife
/s/ Christian L. Oberbeck
2023-05-08