0001209191-15-046848.txt : 20150526
0001209191-15-046848.hdr.sgml : 20150525
20150526175054
ACCESSION NUMBER: 0001209191-15-046848
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150522
FILED AS OF DATE: 20150526
DATE AS OF CHANGE: 20150526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP.
CENTRAL INDEX KEY: 0001377936
IRS NUMBER: 204876925
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 750-3343
MAIL ADDRESS:
STREET 1: 535 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: GSC INVESTMENT CORP.
DATE OF NAME CHANGE: 20070321
FORMER COMPANY:
FORMER CONFORMED NAME: GSC Investment LLC
DATE OF NAME CHANGE: 20061011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oberbeck Christian L
CENTRAL INDEX KEY: 0001349483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00732
FILM NUMBER: 15890478
MAIL ADDRESS:
STREET 1: C/O KOPPERS INC
STREET 2: 436 SEVENTH AVENUE, SUITE 1550
CITY: PITTSBURG
STATE: PA
ZIP: 15219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-05-22
0
0001377936
SARATOGA INVESTMENT CORP.
SAR
0001349483
Oberbeck Christian L
C/O SARATOGA INVESTMENT CORP.
535 MADISON AVENUE
NEW YORK
NY
10022
1
1
1
0
CEO and Director
Common Stock, par value $0.001 per share
2015-05-22
4
J
0
8564
0.00
D
158163
I
By Saratoga Investment Advisors, LLC
Common Stock, par value $0.001 per share
468973
D
Common Stock, par value $0.001 per share
178804
I
CLO Partners LLC
On May 22, 2015, Saratoga Investment Advisors, LLC, which Mr. Oberbeck controls, awarded a total of 8,564 shares of common stock to employees as compensation.
/s/Christian L. Oberbeck
2015-05-26