-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdOyrT/3QwRz0rpjowfcfPVIUynJcNMnhtqrm9Mx2CqXS/haI/LjhsBHY95fOgUP WzefAkvHqsIUIL6I5qEEgw== 0001072613-10-000962.txt : 20101105 0001072613-10-000962.hdr.sgml : 20101105 20101105172152 ACCESSION NUMBER: 0001072613-10-000962 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 EFFECTIVENESS DATE: 20101105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOCUST WOOD CAPITAL ADVISERS, LLC CENTRAL INDEX KEY: 0001349434 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11558 FILM NUMBER: 101169742 BUSINESS ADDRESS: STREET 1: 1540 BROADWAY STREET 2: SUITE 1504 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-354-0193 MAIL ADDRESS: STREET 1: 1540 BROADWAY STREET 2: SUITE 1504 CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 sc13f-hr_16947.txt LOCUST WOOD CAPITAL ADVISERS, LLC ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Locust Wood Capital Advisers, LLC Address: 1540 Broadway Suite 1504 New York, NY 10036 Form 13F File Number: 28-11558 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Morris Title: Chief Financial Officer Phone: (212) 354-0193 Signature, Place, and Date of Signing: /s/ Paul Morris New York, NY November 5, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 44 Form I3F Information Table Value Total: $225,397 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-11881 Locust Wood Capital, LP Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE (1)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE APPLE INC COM 037833100 5675 20000 SH SOLE NONE 20000 AUTOMATIC DATA PROCESSING IN COM 053015103 8406 200000 SH SOLE NONE 200000 BANK OF AMERICA CORPORATION *W EXP 10/28/ 2018 060505153 357 150000 SH SOLE NONE 150000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4084 49400 SH SOLE NONE 49400 CISCO SYS INC COM 17275R102 7118 325000 SH SOLE NONE 325000 CITIGROUP INC COM 172967101 12903 3300000 SH SOLE NONE 3300000 CONOCOPHILLIPS COM 20825C104 14266 248400 SH SOLE NONE 248400 DINEEQUITY INC COM 254423106 900 20000 SH SOLE NONE 20000 DOW CHEM CO COM 260543103 5973 217500 SH SOLE NONE 217500 EXXON MOBIL CORP COM 30231G102 10195 165000 SH SOLE NONE 165000 GENERAL GROWTH PPTYS INC COM 370021107 8190 525000 SH SOLE NONE 525000 GOLDMAN SACHS GROUP INC COM 38141G104 7590 52500 SH SOLE NONE 52500 GOOGLE INC CL A 38259P508 5258 10000 SH SOLE NONE 10000 INTERNATIONAL BUSINESS MACHS COM 459200101 10061 75000 SH SOLE NONE 75000 ISHARES TR FTSE XNHUA IDX 464287184 2141 50000 SH SOLE NONE 50000 JOHNSON & JOHNSON COM 478160104 4647 75000 SH SOLE NONE 75000 JP MORGAN CHASE & CO *W EXP 10/28/ 2018 46634E114 1167 100000 SH SOLE NONE 100000 JPMORGAN CHASE & CO COM 46625H100 5709 150000 SH SOLE NONE 150000 KAPSTONE PAPER & PACKAGING CORP COM 48562P103 607 50000 SH SOLE NONE 50000 KKR & CO L P DEL COM UNITS 48248M102 8109 765000 SH SOLE NONE 765000 KRAFT FOODS INC CL A 50075N104 7252 235000 SH SOLE NONE 235000 MADISON SQUARE GARDEN INC CL A 55826P100 4323 205000 SH SOLE NONE 205000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2058 40000 SH SOLE NONE 40000 MCDONALDS CORP COM 580135101 4098 55000 SH SOLE NONE 55000 MERCK & CO INC NEW COM 58933Y105 4049 110000 SH SOLE NONE 110000 METLIFE INC COM 59156R108 7690 200000 SH SOLE NONE 200000 MICROSOFT CORP COM 594918104 7347 300000 SH SOLE NONE 300000 MOTOROLA INC COM 620076109 6611 775000 SH SOLE NONE 775000 MORGAN STANLEY CHINA A SH FD COM 617468103 110 4000 SH SOLE NONE 4000 NCR CORP NEW COM 62886E108 3408 250000 SH SOLE NONE 250000 ORACLE CORP COM 68389X105 8726 325000 SH SOLE NONE 325000 ORITANI FINL CORP DEL COM 68633D103 2246 225000 SH SOLE NONE 225000 PEPSICO INC COM 713448108 8305 125000 SH SOLE NONE 125000 PFIZER INC COM 717081103 6439 375000 SH SOLE NONE 375000 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 2370 500000 SH SOLE NONE 500000 TIME WARNER INC COM 887317303 3831 125000 SH SOLE NONE 125000 TRAVELERS COMPANIES INC COM 89417E109 4950 95000 SH SOLE NONE 95000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 7443 300000 SH SOLE NONE 300000 VONAGE HLDGS CORP COM 92886T201 510 200000 SH SOLE NONE 200000 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 967 967 SH SOLE NONE 967 WELLS FARGO & CO NEW *W EXP 10/28/ 2018 949746119 394 50000 SH SOLE NONE 50000 WELLS FARGO & CO NEW COM 949746101 1256 50000 SH SOLE NONE 50000 WEST COAST BANCORP ORE NEW COM 952145100 3420 1500000 SH SOLE NONE 1500000 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 4240 100000 SH SOLE NONE 100000
(1)Neither this Form 13F Information Table nor the Form 13F Summary Page includes the managers' holdings of 70,000 common shares of "ALIMENTATION COUCHE S/VTG," CUSIP 01626P403, as of September 30, 2010, the total value of which were $1,568,000; 122,300 preferred shares of "BANK OF AMERICA CORP.," CUSIP 060505831, as of September 30, 2010, the total value of which were $2,709,000; 10,000 common shares of "TREASURE ISLAND ROYALTY TRUST," CUSIP 894626209, as of September 30, 2010, the total value of which were $22,000; 185,000 common shares of "VALEANT PHARMACEUTICALS INTERN," CUSIP 91911K102, as of September 30, 2010, the total value of which were $4,634,000; 150,000 common shares of "VIEWPOINT FINL GROUP," CUSIP 926727108, as of September 30, 2010, the total value of which were $1,388,000; nor 105,000 common shares of "VISTEON CORP," CUSIP 9C9994573, as of September 30, 2010, the total value of which were $5,775,000. The reason these shares are not listed is that these securities do not appear on the List of Section 13F Securities for the third quarter of fiscal year 2010. -----END PRIVACY-ENHANCED MESSAGE-----