0000950103-20-020703.txt : 20201027 0000950103-20-020703.hdr.sgml : 20201027 20201027213248 ACCESSION NUMBER: 0000950103-20-020703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201023 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Mark CENTRAL INDEX KEY: 0001349123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 201265907 MAIL ADDRESS: STREET 1: 834 TERRACE DRIVE CITY: LOS ALTOS STATE: CA ZIP: 94024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 dp139396_4-adams.xml FORM 4 X0306 4 2020-10-23 0 0001616533 SMART Global Holdings, Inc. SGH 0001349123 Adams Mark C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 94560 1 1 0 0 President and CEO Ordinary Shares 2020-10-23 4 P 0 2500 25.9932 A 2500 I The Adams Family Trust Ordinary Shares 2020-10-23 4 P 0 2500 25.994 A 5000 I The Adams Family Trust Ordinary Shares 2020-10-23 4 P 0 2403 26.0012 A 7403 I The Adams Family Trust Ordinary Shares 2020-10-23 4 P 0 2417 25.9908 A 9820 I The Adams Family Trust Ordinary Shares 475000 D The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.84 to $26.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.87 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges. /s/ Bruce Goldberg as attorney-in-fact for Mark Adams 2020-10-27