0000950103-20-017338.txt : 20200902
0000950103-20-017338.hdr.sgml : 20200902
20200902161417
ACCESSION NUMBER: 0000950103-20-017338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200831
FILED AS OF DATE: 20200902
DATE AS OF CHANGE: 20200902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adams Mark
CENTRAL INDEX KEY: 0001349123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38102
FILM NUMBER: 201157080
MAIL ADDRESS:
STREET 1: 834 TERRACE DRIVE
CITY: LOS ALTOS
STATE: CA
ZIP: 94024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMART Global Holdings, Inc.
CENTRAL INDEX KEY: 0001616533
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 981013909
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0828
BUSINESS ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
BUSINESS PHONE: (510) 623-1231
MAIL ADDRESS:
STREET 1: 39870 EUREKA DRIVE
CITY: NEWARK
STATE: CA
ZIP: 94560-4809
4
1
dp136012_4-adams.xml
FORM 4
X0306
4
2020-08-31
0
0001616533
SMART Global Holdings, Inc.
SGH
0001349123
Adams Mark
C/O SMART GLOBAL HOLDINGS, INC.
39870 EUREKA DRIVE
NEWARK
CA
94560
0
1
0
0
President and CEO
Ordinary Shares
2020-08-31
4
A
0
225000
0
A
225000
D
Ordinary Shares
2020-08-31
4
A
0
125000
0
A
350000
D
Ordinary Shares
2020-08-31
4
A
0
125000
0
A
475000
D
Represents a grant of 225,000 restricted ordinary shares with restrictions generally lapsing and shares vesting over a period of approximately four years, subject to continued employment as CEO through each vesting date, with (x) 25% vesting on October 20, 2021 and (y) the remainder vesting in approximately equal quarterly installments thereafter.
Represents a grant of 125,000 restricted ordinary shares with restrictions generally lapsing and shares vesting in four equal tranches of 25% on October 20, 2021 and each of the first three anniversaries of that date, subject to (x) continued employment as CEO through each vesting date, and (y) the closing price of an ordinary share of SMART Global Holdings, Inc. ("SMART") equaling or exceeding 150% of the closing price of an ordinary share of SMART on the grant date for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) any subsequent annual vesting date.
Represents a grant of 125,000 restricted ordinary shares with restrictions generally lapsing and shares vesting in four equal tranches of 25% on October 20, 2021 and each of the first three anniversaries of that date, subject to (x) continued employment as CEO through each vesting date, and (y) the closing price of an ordinary share of SMART equaling or exceeding 200% of the closing price of an ordinary share of SMART on the grant date for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) any subsequent annual vesting date.
/s/ Bruce Goldberg as attorney-in-fact for Mark Adams
2020-09-02