-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AVan+7FKQN0Sbw7cm4N1io76McPI7+SotmLN7tHG9PvT/uxfNcVPccVr8sUeJmQY psR3DUvqN3WJH5FizYq/JQ== 0001144204-10-007376.txt : 20100212 0001144204-10-007376.hdr.sgml : 20100212 20100212164309 ACCESSION NUMBER: 0001144204-10-007376 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Independence Capital Asset Partners, LLC CENTRAL INDEX KEY: 0001348904 IRS NUMBER: 201567729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11636 FILM NUMBER: 10600144 BUSINESS ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-209-4100 MAIL ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 v173993_13f-hr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Independence Capital Asset Partners, LLC Address: 1400 16th Street, Suite 520 Denver, CO 80202 13F File Number: 028-11636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Anita E. Falicia Title: Principal Phone: 303-209-4100 Signature, Place, and Date of Signing: /s/ Anita E. Falicia Denver, CO February 12,2010 - ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: $401,038 (thousands) List of Other Included Managers: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADOBE SYS INC COM COM 00724f101 8125 220901 SH Sole 220901 ALLIANCE DATA SYS CORP COM COM 018581108 8914 138000 SH Sole 138000 AMERICAN WATER WORKS CO INC COM 030420103 10645 475000 SH Sole 475000 APARTMENT INVT & MGMT CL A COM 03748r101 9552 600000 SH Sole 600000 APPLE COMPUTER INC COM COM 037833100 5272 25000 SH Sole 25000 ARVINMERITOR INC COM COM 043353101 5636 504063 SH Sole 504063 ATLAS ENERGY INC COM COM 049298102 7543 250000 SH Sole 250000 BANCO SANTANDER BRASIL-ADS COM 05967A107 6273 450000 SH Sole 450000 BRUSH ENGINEERED MATLS COM COM 117421107 3422 184600 SH Sole 184600 CABOT CORP COM COM 127055101 7213 275000 SH Sole 275000 CAMERON INTL CORP COM COM 13342b105 7315 175000 SH Sole 175000 CELGENE CORP COM COM 151020104 9744 175000 SH Sole 175000 CIGNA CORP COM 125509109 8755 248235 SH Sole 248235 COACH INC COM COM 189754104 7306 200000 SH Sole 200000 COMMUNITY HLTH SYS NEW COM COM 203668108 5340 150000 SH Sole 150000 DIGITAL RIV INC COM COM 25388b104 4723 175000 SH Sole 175000 DIGITALGLOBE INC COM 25389m877 10350 427686 SH Sole 427686 DIRECTV GROUP INC COM COM 25490a101 5837 175021 SH Sole 175021 DISNEY WALT CO COM DISNEY COM 254687106 1612 50000 SH Sole 50000 EAST WEST BANCORP INC COM COM 27579r104 3160 200000 SH Sole 200000 EMULEX CORP COM 292475209 3542 325000 SH Sole 325000 ENERNOC INC COM 292764107 912 30000 SH Sole 30000 EXPEDIA INC DEL COM COM 30212p105 4499 175000 SH Sole 175000 FERRO CORP COM COM 315405100 4120 500000 SH Sole 500000 GOOGLE INC CL A COM 38259p508 12400 20000 SH Sole 20000 HUMAN GENOME SCIENCES COM COM 444903108 10205 333500 SH Sole 333500 INTEROIL CORP COM COM 460951106 7199 93724 SH Sole 93724 ITRON INC COM COM 465741106 8446 125000 SH Sole 125000 KANSAS CITY SOUTHERN COM 485170302 6325 190000 SH Sole 190000 LAM RESEARCH CORP COM COM 512807108 5881 150000 SH Sole 150000 LIBERTY GLOBAL INC COM SER A COM 530555101 3287 150000 SH Sole 150000 LIBERTY MEDIA CORP NEW LIB STA COM 53071m708 10384 225000 SH Sole 225000 LIBERTY MEDIA HLDG CRP CAP COM COM 53071m302 39364 1648389 SH Sole 1648389 MASTEC INC COM COM 576323109 5023 401799 SH Sole 401799 MERCK & CO INC COM COM 58933y105 12058 330000 SH Sole 330000 MICROSOFT CORP COM COM 594918104 13720 450000 SH Sole 450000 MONSANTO CO COM 61166W101 12262 150000 SH Sole 150000 MONSTER WORLDWIDE INC COM COM 611742107 6360 365500 SH Sole 365500 MOSAIC CO COM COM 61945a107 11946 200000 SH Sole 200000 NOBLE ENRGY INC COM COM 655044105 12463 175000 SH Sole 175000 Northwest Bancshares, Inc. COM 667340103 2405 212498 SH Sole 212498 OWENS CORNING CMN COM 690742101 9871 385000 SH Sole 385000 QUALCOMM INCCMN COM 747525103 11565 250000 SH Sole 250000 TALECRIS BIOTHERAPEUTICS COM 874227101 6681 300000 SH Sole 300000 TERADATA CORP DEL COM COM 88076w103 2357 75000 SH Sole 75000 TRANSATLANTIC HLDGS COM COM 893521104 2866 55000 SH Sole 55000 TRIMBLE NAVIGATION LTD COM COM 896239100 6300 250000 SH Sole 250000 UMPQUA HLDGS CORP COM COM 904214103 2682 200000 SH Sole 200000 UNITED STATES STEEL CORPCMN COM 912909108 5512 100000 SH Sole 100000 VIVUS INC COM 928551100 2758 300100 SH Sole 300100 WILLIAMS PARTNERS L P COM UNIT COM 96950f104 11348 370000 SH Sole 370000 WMS INDS INCCMN COM 929297109 3856 96400 SH Sole 96400 WR GRACE & CO COM 38388F108 5704 225000 SH Sole 225000
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