-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N64FYr7PqcCzo3dwrW0AGY2RdI6TsSHZIBGWb7fQKfjAc33T6MlA4ewwLEC+Xlhi IE+3G/vVEHycyVTChRTgdw== 0001144204-07-060244.txt : 20071113 0001144204-07-060244.hdr.sgml : 20071112 20071113122030 ACCESSION NUMBER: 0001144204-07-060244 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 EFFECTIVENESS DATE: 20071113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Independence Capital Asset Partners, LLC CENTRAL INDEX KEY: 0001348904 IRS NUMBER: 201567729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11636 FILM NUMBER: 071236192 BUSINESS ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-209-4100 MAIL ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 v092458_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Independence Capital Asset Partners, LLC Address: 1400 16th Street, Suite 520 Denver, CO 80202 13F File Number: 028-11636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Anita E. Falicia Title: Principal Phone: 303-209-4100 Signature, Place, and Date of Signing: /s/ Anita E. Falicia Denver, CO November 13, 2007 - ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $659,111 (thousands) List of Other Included Managers: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABAXIS INC COM COM 002567105 5627 250652 SH Sole 192037 58615 ADVANCED ENERGY INDS COM COM 007973100 3264 216160 SH Sole 165661 50499 AMERICAN AXLE & MFG HOLDINGSIN COM 024061103 497 19700 SH Sole 15166 4534 AMERICAN TOWER CORP CL A COM 029912201 18245 419048 SH Sole 321518 97530 AMYLIN PHARMACEUTICALS COM COM 032346108 15551 311026 SH Sole 239493 71533 ARBITRON INC COM COM 03875q108 985 21734 SH Sole 16705 5029 BALL CORP COM COM 058498106 4887 90925 SH Sole 69852 21073 BE AEROSPACE INC COM COM 073302101 12464 300112 SH Sole 231334 68778 BOEING CO COM COM 097023105 10499 100000 SH Sole 76998 23002 BORG WARNER INC COM COM 099724106 9835 107451 SH Sole 82329 25122 BROOKFIELD ASSET MGMT CL A LTD COM 112585104 10113 262670 SH Sole 201440 61230 CALLIDUS SOFTWARE INC COM COM 13123e500 3795 441320 SH Sole 339128 102192 COPA HOLDINGS SA CL A COM p31076105 9312 232500 SH Sole 178829 53671 CORRECTIONS CP AM NEW COM NEW COM 22025y407 25437 971992 SH Sole 747939 224053 COVANTA HLDG CORP COM COM 22282e102 8535 348214 SH Sole 266694 81520 DIRECTV GROUP INC COM COM 25459l106 6534 269100 SH Sole 207340 61760 DJO INCORPORATED COM COM 23325g104 7528 153315 SH Sole 118071 35244 DOLBY LABORATORIES INC COM COM 25659t107 9373 269196 SH Sole 207356 61840 EXELON CORP COM COM 30161n101 33745 447787 SH Sole 343708 104079 EXIDE TECHNOLOGIES COM NEW COM 302051206 1209 185963 SH Sole 143410 42553 FEDERAL NATL MTG ASSN COM COM 313586109 12639 207841 SH Sole 160020 47821 FOSTER WHEELER LTD SHS NEW COM g36535139 28742 218940 SH Sole 167707 51233 FREEPORT-MCMORAN COP&G CL B COM 35671d857 17952 171154 SH Sole 131865 39289 GENENTECH INC.CMN COM 368710406 18216 233482 SH Sole 179798 53684 GOODYEAR TIRE & RUBR COM COM 382550101 21287 700000 SH Sole 539006 160994 GREAT LAKE DREDGE DCK COM COM 390607109 3935 449148 SH Sole 346324 102824 GRUPO AEROPORTUARIO DE SPON AD COM 400506101 26844 491648 SH Sole 377470 114178 HALLIBURTON CO COM COM 406216101 12097 315037 SH Sole 242805 72232 HALOZYME THERAPEUTICS COM COM 40637h109 5995 689918 SH Sole 530564 159354 HANSEN MEDICAL INC COM COM 411307101 2102 77552 SH Sole 59224 18328 HONEYWELL INTL INC COM COM 438516106 14693 247059 SH Sole 190316 56743 INTERNATIONAL BUS MACH COM COM 459200101 9886 83923 SH Sole 64691 19232 ITC HLDGS CORP COM COM 465685105 4514 91100 SH Sole 70144 20956 KAISER ALUMINUM CORP COM PAR $ COM 483007704 12167 172414 SH Sole 132383 40031 KBR Inc COM 48242w106 8460 218204 SH Sole 167435 50769 KONINKLIJKE PHILIPS EL NY REG COM 500472303 13883 308923 SH Sole 236898 72025 LAS VEGAS SANDS COM 517834107 17851 133792 SH Sole 102614 31178 LAS VEGAS SANDS COM 517834107 12008 90000 SH PUT Sole 68800 21200 LIBERTY MEDIA HLDG CRP CAP COM COM 53071m302 17015 136303 SH Sole 104735 31568 MEDCO HEALTH SOLUTIONS COM 58405U102 27718 306649 SH Sole 236122 70527 MOODYS CORP COM COM 615369105 10594 210200 SH Sole 161867 48333 NAVISTAR INTL CORP NEW COM COM 63934e108 10013 162285 SH Sole 124481 37804 NAVTEQ CORP COM COM 63936l100 19943 255779 SH Sole 196799 58980 POLYPORE INTL INC COM COM 73179v103 2573 182972 SH Sole 140849 42123 PROGENICS PHARMA INC COM COM 743187106 5105 230910 SH Sole 177682 53228 QUANTA SVCS INC COM COM 74762e102 6955 262954 SH Sole 202916 60038 QUEST DIAGNOSTICS INC COM COM 74834l100 8319 143998 SH Sole 110464 33534 SCHLUMBERGER LTD COM COM 806857108 16906 161012 SH Sole 123953 37059 SEMPRA ENERGY COM COM 816851109 18904 325252 SH Sole 250231 75021 SIERRA PAC RES NEW COM COM 826428104 6302 400617 SH Sole 309465 91152 STREETTRACKS GOLD TR GOLD SHS COM 863307104 22053 300000 SH Sole 230991 69009 SUNRISE SENIOR LIVING COM COM 86768k106 17059 482301 SH Sole 369552 112749 TARGACEPT INC COM COM 87611r306 902 100296 SH Sole 76960 23336 TESSERA TECHNOLOGIES COM COM 88164l100 3216 85749 SH Sole 65706 20043 TITANIUM METALS CORP COM NEW COM 888339207 10068 300000 SH Sole 230990 69010 VANDA PHARMACEUTICALS COM COM 921659108 5152 370347 SH Sole 283881 86466 WILLIAMS COS INC DEL COM COM 969457100 9608 282084 SH Sole 216552 65532
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