-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ER/hNblZEa/4t4jECmceP23Qb8af4xXKhtq3wcG945MOcVdLzvliEzDK1xciIgjB J3JGAg2prqC0D+el9g2+QQ== 0001144204-07-043066.txt : 20070814 0001144204-07-043066.hdr.sgml : 20070814 20070814125432 ACCESSION NUMBER: 0001144204-07-043066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Independence Capital Asset Partners, LLC CENTRAL INDEX KEY: 0001348904 IRS NUMBER: 201567729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11636 FILM NUMBER: 071053034 BUSINESS ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-209-4100 MAIL ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 v083066_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Independence Capital Asset Partners, LLC Address: 1400 16th Street, Suite 520 Denver, CO 80202 13F File Number: 028-11636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Anita E. Falicia Title: Principal Phone: 303-209-4100 Signature, Place, and Date of Signing: /s/ Anita E. Falicia Denver, CO August 14, 2007 - ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 52 Form 13F Information Table Value Total: $587,666 (thousands) List of Other Included Managers: N/A
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABAXIS INC COM COM 002567105 6094 292152 SH Sole 219242 72910 AFFILIATED MANAGERS GROUP INCC COM 008252108 11793 91592 SH Sole 68762 22830 ALEXANDER & BALDWIN COM COM 014482103 11110 209190 SH Sole 156803 52387 AMERICAN TOWER CORP CL A COM 029912201 19707 469209 SH Sole 352196 117013 AMYLIN PHARMACEUTICALS COM COM 032346108 12116 294356 SH Sole 220894 73462 ARBITRON INC COM COM 03875q108 6756 131100 SH Sole 98439 32661 BORG WARNER INC COM COM 099724106 19164 222735 SH Sole 167164 55571 BROOKFIELD ASSET MGMT CL A LTD COM 112585104 14763 370001 SH Sole 277912 92089 BUCYRUS INTL INC NEW CL A COM 118759109 5589 78967 SH Sole 59262 19705 CALLIDUS SOFTWARE INC COM COM 13123e500 2484 306650 SH Sole 229619 77031 CORRECTIONS CP AM NEW COM NEW COM 22025y407 27914 442300 SH Sole 332023 110277 COVANTA HLDG CORP COM COM 22282e102 7781 315677 SH Sole 237339 78338 DJO INCORPORATED COM COM 23325g104 7016 170000 SH Sole 127489 42511 EXIDE TECHNOLOGIES COM NEW COM 302051206 3015 324228 SH Sole 243355 80873 FEDERAL NATL MTG ASSN COM COM 313586109 10779 165000 SH Sole 123857 41143 FOSTER WHEELER LTD SHS NEW COM g36535139 35187 328879 SH Sole 246934 81945 FREEPORT-MCMORAN COP&G CL B COM 35671d857 22923 276779 SH Sole 207840 68939 GENESIS LEASE LTD ADR COM 37183t107 5505 200900 SH Sole 150712 50188 GOODYEAR TIRE & RUBR COM COM 382550101 34215 984332 SH Sole 739010 245322 GREAT LAKE DREDGE DCK COM COM 390607109 4082 429723 SH Sole 322218 107505 GRUPO AEROPORTUARIO DE SPON AD COM 400506101 18706 379277 SH Sole 284729 94548 GRUPO AEROPORTUARIO SPON ADR COM 400501102 2602 94734 SH Sole 71013 23721 HALLIBURTON CO COM COM 406216101 8107 235000 SH Sole 176530 58470 HALOZYME THERAPEUTICS COM COM 40637h109 6256 677791 SH Sole 505967 171824 HANSEN MEDICAL INC COM COM 411307101 3495 185000 SH Sole 138405 46595 HONEYWELL INTL INC COM COM 438516106 14443 256622 SH Sole 192601 64021 INFRASOURCE SVCS INC COM COM 45684p102 7646 206083 SH Sole 154544 51539 INTERNATIONAL BUS MACH COM COM 459200101 13936 132410 SH Sole 99403 33007 ITC HLDGS CORP COM COM 465685105 4063 100000 SH Sole 74998 25002 KAISER ALUMINUM CORP COM PAR $ COM 483007704 13483 185000 SH Sole 138666 46334 KBR Inc COM 48242w106 8367 318984 SH Sole 239324 79660 KHD HUMBLDT WEDAG INTL COM COM 482462108 5615 91297 SH Sole 68451 22846 LIBERTY MEDIA HLDG CRP CAP COM COM 53071m302 25890 220000 SH Sole 164914 55086 LMI AEROSPACE INC COM COM 502079106 8990 370107 SH Sole 278984 91123 MCDERMOTT INTL INC COM COM 580037109 12227 147100 SH Sole 110444 36656 MEDCO HEALTH SOLUTIONS COM 58405U102 15256 195611 SH Sole 146808 48803 NAVIOS MARITIME HLDGS COM COM y62196103 4832 400000 SH Sole 299945 100055 NAVISTAR INTL CORP NEW COM COM 63934e108 7425 112500 SH Sole 84501 27999 NAVTEQ CORP COM COM 63936l100 7367 174000 SH Sole 130454 43546 OAKTREE CAPITAL GROUP COM 674001102 12787 310000 SH Sole 210000 100000 PEABODY ENERGY CORP COM COM 704549104 11044 228283 SH Sole 171313 56970 PROGENICS PHARMA INC COM COM 743187106 5048 234011 SH Sole 176228 57783 QIMONDA AG SPONSORED ADR COM 746904101 12978 840000 SH Sole 630487 209513 QUALCOMM INCCMN COM 747525103 16041 369702 SH Sole 277508 92194 SCHLUMBERGER LTD COM COM 806857108 16949 199542 SH Sole 149756 49786 SHIP FINANCE INTERNATIONAL LTD COM g81075106 4910 165446 SH Sole 124131 41315 SIERRA PAC RES NEW COM COM 826428104 6730 383257 SH Sole 288008 95249 SUNOCO INC COM 86764P109 5884 73848 SH Sole 55399 18449 SUNRISE SENIOR LIVING COM COM 86768k106 19535 488488 SH Sole 366732 121756 VANDA PHARMACEUTICALS COM COM 921659108 7323 361459 SH Sole 270465 90994 WILLIAMS COS INC DEL COM COM 969457100 4698 148568 SH Sole 111299 37269 FREEPORT MCM PUT OPT 75.000 PUT 35671d857 7040 85000 SH Sole 63700 21300
-----END PRIVACY-ENHANCED MESSAGE-----