-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JUe9c7kkILMSRfSL/REn22RftTEiho3UMT9UpXoK0x7D4KKTyJlp4IFke8m1hXue H/wd0Pm8q7QcKEYeYJLn/A== 0001144204-07-024935.txt : 20070514 0001144204-07-024935.hdr.sgml : 20070514 20070514151950 ACCESSION NUMBER: 0001144204-07-024935 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070514 DATE AS OF CHANGE: 20070514 EFFECTIVENESS DATE: 20070514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Independence Capital Asset Partners, LLC CENTRAL INDEX KEY: 0001348904 IRS NUMBER: 201567729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11636 FILM NUMBER: 07846030 BUSINESS ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-209-4100 MAIL ADDRESS: STREET 1: 1400 16TH STREET STREET 2: SUITE 520 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 v074975_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2007 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Independence Capital Asset Partners, LLC Address: 1400 16th Street, Suite 520 Denver, CO 80202 13F File Number: 028-11636 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Anita E. Falicia Title: Principal Phone: 303-209-4100 Signature, Place, and Date of Signing: /s/ Anita E. Falicia Denver, CO May 14, 2007 - ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 55 Form 13F Information Table Value Total: $506,860 (thousands) List of Other Included Managers: N/A
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABAXIS INC COM COM 002567105 6323 259441 SH Sole 192338 67103 AC MOORE ARTS & CRAFTS INCCMN COM 00086t103 5538 259515 SH Sole 192601 66914 AFFILIATED MANAGERS GROUP INCC COM 008252108 17083 157665 SH Sole 117415 40250 ALEXANDER & BALDWIN COM COM 014482103 7964 157892 SH Sole 117644 40248 AMERICAN INTL GROUP COM 026874107 14376 213862 SH Sole 158434 55428 AMERICAN TOWER CORP CL A COM 029912201 17346 445347 SH Sole 331714 113633 AMYLIN PHARMACEUTICALS COM COM 032346108 4581 122608 SH Sole 91185 31423 BORG WARNER INC COM COM 099724106 15152 200900 SH Sole 149620 51280 BROOKFIELD ASSET MGMT CL A LTD COM 112585104 11582 221625 SH Sole 165014 56611 BUCYRUS INTL INC NEW CL A COM 118759109 6397 124211 SH Sole 92518 31693 CALLIDUS SOFTWARE INC COM COM 13123e500 2250 300000 SH Sole 223269 76731 CENTEX CORP COM COM 152312104 5026 120300 SH Sole 89583 30717 CITRIX SYS INC COM COM 177376100 7011 218874 SH Sole 162890 55984 COLEY PHARMACEUTICAL COM COM 19388p106 1196 124878 SH Sole 92942 31936 CORRECTIONS CP AM NEW COM NEW COM 22025y407 21614 409283 SH Sole 303272 106011 COSI INC COM COM 22122p101 1867 334500 SH Sole 248973 85527 COVANTA HLDG CORP COM COM 22282e102 6802 306684 SH Sole 228346 78338 CYPRESS SEMICONDUCTOR COM COM 232806109 3710 200000 SH Sole 148857 51143 EXIDE TECHNOLOGIES COM NEW COM 302051206 4729 543600 SH Sole 402812 140788 FOSTER WHEELER LTD SHS NEW COM g36535139 14444 247374 SH Sole 184242 63132 FRANKLIN RESOURCES INCCMN COM 354613101 5983 49516 SH Sole 36875 12641 FREEPORT-MCMORAN COP&G CL B COM 35671d857 17011 257000 SH Sole 191318 65682 GAMESTOP CORP NEW CL A COM 36467W109 6160 189128 SH Sole 141055 48073 GENESIS LEASE LTD ADR COM 37183t107 4500 172087 SH Sole 128081 44006 GLOBALSANTAFE CORP SHS COM g3930e101 8123 131700 SH Sole 97991 33709 GOODYEAR TIRE & RUBR COM COM 382550101 25914 830836 SH Sole 619056 211780 GRUPO AEROPORTUARIO DE SPON AD COM 400506101 15018 349245 SH Sole 259918 89327 GRUPO AEROPORTUARIO SPON ADR COM 400501102 5169 190666 SH Sole 142007 48659 HALOZYME THERAPEUTICS COM COM 40637h109 5345 663174 SH Sole 491350 171824 HANSEN MEDICAL INC COM COM 411307101 2480 131215 SH Sole 97368 33847 HONDA MOTOR LTD AMERN SHS COM 438128308 10113 290015 SH Sole 215728 74287 HONEYWELL INTL INC COM COM 438516106 6909 150000 SH Sole 111708 38292 INFRASOURCE SVCS INC COM COM 45684p102 5969 195513 SH Sole 145641 49872 IPSCO INCCMN COM 462622101 13926 105981 SH Sole 78869 27112 KAISER ALUMINUM CORP COM PAR $ COM 483007704 15541 199245 SH Sole 148304 50941 KBR Inc COM 48242w106 5315 261200 SH Sole 194511 66689 LAS VEGAS SANDS COM 517834107 14919 172259 SH Sole 128200 44059 LEHMAN BROS HLDGS INC COM COM 524908100 4965 70860 SH Sole 52770 18090 LIBERTY MEDIA HLDG CRP CAP COM COM 53071m302 20662 186836 SH Sole 139120 47716 LMI AEROSPACE INC COM COM 502079106 6472 347413 SH Sole 258714 88699 MEDCO HEALTH SOLUTIONS COM 58405U102 9864 136000 SH Sole 101279 34721 PEABODY ENERGY CORP COM COM 704549104 4987 123937 SH Sole 92307 31630 PROGENICS PHARMA INC COM COM 743187106 4495 189800 SH Sole 141336 48464 PROLOGIS SH BEN INT COM 743410102 16557 255000 SH Sole 190027 64973 QUALCOMM INCCMN COM 747525103 12128 284298 SH Sole 211653 72645 QUEST DIAGNOSTICS INC COM COM 74834l100 7481 150000 SH Sole 111507 38493 RESEARCH IN MOTION LTD COM COM 760975102 3248 23797 SH Sole 17729 6068 SCHLUMBERGER LTD COM COM 806857108 13987 202421 SH Sole 150672 51749 SHIP FINANCE INTERNATIONAL LTD COM g81075106 5362 195478 SH Sole 144801 50677 SIERRA PAC RES NEW COM COM 826428104 6517 374940 SH Sole 279691 95249 SUNOCO INC COM 86764P109 4875 69214 SH Sole 51599 17615 SUNRISE SENIOR LIVING COM COM 86768k106 16598 420000 SH Sole 312862 107138 UNITED TECHNOLOGIES CP COM COM 913017109 9750 150000 SH Sole 111708 38292 VANDA PHARMACEUTICALS COM COM 921659108 8653 355225 SH Sole 264231 90994 WILLIAMS COS INC DEL COM COM 969457100 6873 241479 SH Sole 179781 61698
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