0000911916-15-000187.txt : 20150512
0000911916-15-000187.hdr.sgml : 20150512
20150512172223
ACCESSION NUMBER: 0000911916-15-000187
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150511
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CoLucid Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001348649
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 203419541
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15 NEW ENGLAND EXECUTIVE PARK
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-365-2596
MAIL ADDRESS:
STREET 1: 15 NEW ENGLAND EXECUTIVE PARK
CITY: BURLINGTON
STATE: MA
ZIP: 01803
FORMER COMPANY:
FORMER CONFORMED NAME: Colucid Pharmaceuticals Inc
DATE OF NAME CHANGE: 20060104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Care Capital Investments III L.P.
CENTRAL INDEX KEY: 0001599355
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37358
FILM NUMBER: 15855533
BUSINESS ADDRESS:
STREET 1: 47 HULFISH STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
BUSINESS PHONE: 609-683-8300
MAIL ADDRESS:
STREET 1: 47 HULFISH STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Care Capital III LLC
CENTRAL INDEX KEY: 0001599356
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37358
FILM NUMBER: 15855534
BUSINESS ADDRESS:
STREET 1: 47 HULFISH STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
BUSINESS PHONE: 609-683-8300
MAIL ADDRESS:
STREET 1: 47 HULFISH STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Markham Richard J
CENTRAL INDEX KEY: 0001362743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37358
FILM NUMBER: 15855535
MAIL ADDRESS:
STREET 1: C/O CARE CAPITAL LLC
STREET 2: 47 HULFISH STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Care Capital Offshore Investments III LP
CENTRAL INDEX KEY: 0001599354
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37358
FILM NUMBER: 15855536
BUSINESS ADDRESS:
STREET 1: 47 HULFISH STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
BUSINESS PHONE: 609-683-8300
MAIL ADDRESS:
STREET 1: 47 HULFISH STREET
CITY: PRINCETON
STATE: NJ
ZIP: 08542
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-05-11
0001348649
CoLucid Pharmaceuticals, Inc.
CLCD
0001362743
Markham Richard J
15 NEW ENGLAND EXECUTIVE PARK
BURLINGTON
MA
01803
1
0
1
0
0001599356
Care Capital III LLC
47 HULFISH STREET, SUITE 310
PRINCETON
NJ
08542
0
0
1
0
0001599355
Care Capital Investments III L.P.
47 HULFISH STREET, SUITE 310
PRINCETON
NJ
08542
0
0
1
0
0001599354
Care Capital Offshore Investments III LP
47 HULFISH STREET, SUITE 310
PRINCETON
NJ
08542
0
0
1
0
Common Stock
2015-05-11
4
C
0
1520136
A
1520136
I
By Care Capital Investments III, LP
Common Stock
2015-05-11
4
C
0
25403
A
25403
I
By Care Capital Offshore Investments III, LP
Series B Convertible Preferred Stock
2015-05-11
4
C
0
1199841
0
D
Common Stock
1199841
0
I
By Care Capital Investments III, LP
Series B Convertible Preferred Stock
2015-05-11
4
C
0
20050
0
D
Common Stock
20050
0
I
By Care Capital Offshore Investments III, LP
Series C Convertible Preferred Stock
2015-05-11
4
C
0
320295
0
D
Common Stock
320295
0
I
By Care Capital Investments III, LP
Series C Convertible Preferred Stock
2015-05-11
4
C
0
5353
0
D
Common Stock
5353
0
I
By Care Capital Offshore Investments III, LP
Each share of Series B and Series C Convertible Preferred Stock was convertible at any time at the option of the holder, and converted automatically into shares of the Issuer's Common Stock on a one-for-one basis in connection with the closing of the Issuer's initial public offering.
Care Capital III LLC is the general partner of Care Capital Investments III LP and Care Capital Offshore Investments III LP and as a result, Care Capital III LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Richard Markham, Jan Leschly, Jerry N. Karabelas and David R. Ramsay are the four managing members at Care Capital III LLC, and in their capacity as such, may be deemed to exercise shared voting and investment power over the shares held by the reporting persons, each of whom disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Represents securities held directly by Care Capital Investments III, LP. The reporting person is a partner in Care Capital Investments III, L.P., and shares voting and investment power with the other partners with respect to all of these shares. The reporting person may be deemed to be an indirect beneficial owner of the reported securities. The reporting person disclaims any beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Represents securities held directly by Care Capital Offshore Investments III, LP, an affiliate of Care Capital Investments III, LP. The reporting person is a partner in Care Capital Investments III, L.P., and shares voting and investment power with the other partners with respect to all of these shares. The reporting person may be deemed to be an indirect beneficial owner of the reported securities. The reporting person disclaims any beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The securities did not have an expiration date. The securities converted automatically into shares of the Issuer's Common Stock on a one-for-one basis in connection with the closing of the Issuer's initial public offering.
/s/ Miranda S. Hirner, Attorney-in-Fact for Richard J. Markham (power of attorney previously filed)
2015-05-12
/s/ Miranda S. Hirner, Attorney-in-Fact for Care Capital III LLC (power of attorney previously filed)
2015-05-12
/s/ Miranda S. Hirner, Attorney-in-Fact for Care Capital Investments III, LP (power of attorney previously filed)
2015-05-12
/s/ Miranda S. Hirner, Attorney-in-Fact for Care Capital Offshore Investments III, LP (power of attorney previously filed)
2015-05-12