0000899243-16-025724.txt : 20160726 0000899243-16-025724.hdr.sgml : 20160726 20160726171034 ACCESSION NUMBER: 0000899243-16-025724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160725 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAFGEN, INC. CENTRAL INDEX KEY: 0001374690 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203857670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617-622-4003 MAIL ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: ZAFGEN INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allen Patricia L CENTRAL INDEX KEY: 0001348587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36510 FILM NUMBER: 161784995 BUSINESS ADDRESS: BUSINESS PHONE: 978-687-6988 MAIL ADDRESS: STREET 1: 7 ASHFORD LANE CITY: ANDOVER STATE: MA ZIP: 01810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-25 0 0001374690 ZAFGEN, INC. ZFGN 0001348587 Allen Patricia L C/O ZAFGEN, INC. 175 PORTLAND STREET, 4TH FLOOR BOSTON MA 02114 0 1 0 0 Chief Financial Officer Common Stock 2016-07-25 4 P 0 7800 3.081 A 11593 D Common Stock 2016-07-26 4 P 0 8200 3.15 A 19793 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price ranging from $3.05 to $3.11, inclusive. The reporting person undertakes to provide to Zafgen, Inc., any security holder of Zafgen, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at a price ranging from $3.10 to $3.16, inclusive. The reporting person undertakes to provide to Zafgen, Inc., any security holder of Zafgen, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Includes 2,500 shares acquired under Zafgen, Inc.'s 2014 Employee Stock Purchase Plan (the "Plan") on July 1, 2016; 200 shares acquired under the Plan on January 1, 2016; 585 shares acquired under the Plan on July 1, 2015; and 508 shares acquired under the Plan on January 1, 2015. /s/ Laurie Burlingame, Attorney-in-Fact 2016-07-26