0001348334-17-000112.txt : 20170921 0001348334-17-000112.hdr.sgml : 20170921 20170921191423 ACCESSION NUMBER: 0001348334-17-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170919 FILED AS OF DATE: 20170921 DATE AS OF CHANGE: 20170921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perone Michael D CENTRAL INDEX KEY: 0001590405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 171096551 MAIL ADDRESS: STREET 1: C/O BARRACUDA NETWORKS INC STREET 2: 3175 S WINCHESTER BLVD CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 wf-form4_150603564865309.xml FORM 4 X0306 4 2017-09-19 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001590405 Perone Michael D C/O BARRACUDA NETWORKS, INC. 3175 S. WINCHESTER BLVD. CAMPBELL CA 95008 1 0 0 0 Common Stock 2017-09-19 4 S 0 53661 24.50 D 2151074 D Common Stock 2017-09-19 4 S 0 12332 24.50 D 567236 I By LLC Common Stock 2017-09-19 4 S 0 6974 24.50 D 339573 I By Trust Common Stock 2017-09-19 4 S 0 5868 24.50 D 284944 I By Trust Common Stock 2017-09-20 4 S 0 70553 24.26 D 2080521 D Common Stock 2017-09-20 4 S 0 16214 24.26 D 551022 I By LLC Common Stock 2017-09-20 4 S 0 9170 24.26 D 330403 I By Trust Common Stock 2017-09-20 4 S 0 7714 24.26 D 277230 I By Trust Common Stock 2017-09-21 4 S 0 48425 24.24 D 2032096 D Common Stock 2017-09-21 4 S 0 11129 24.24 D 539893 I By LLC Common Stock 2017-09-21 4 S 0 6294 24.24 D 324109 I By Trust Common Stock 2017-09-21 4 S 0 5295 24.24 D 271935 I By Trust Common Stock 462744 I By Spouse Common Stock 128523 I By Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Oct 17, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.31 to $24.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within footnotes (2), (6) and (7). The shares are held directly Consulting2 LLC for which the Reporting Person serves as the managing member. The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee. The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.03 to $24.68 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.43 inclusive. The shares are held directly by the Perone Family 2010 Irrevocable Trust - Exempt dated June 29, 2010 for which the Reporting Person serves as a trustee. /s/ Diane Honda Attorney-in-Fact for Michael D. Perone 2017-09-21