0001209191-14-044235.txt : 20140627 0001209191-14-044235.hdr.sgml : 20140627 20140627185053 ACCESSION NUMBER: 0001209191-14-044235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140625 FILED AS OF DATE: 20140627 DATE AS OF CHANGE: 20140627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perone Michael D CENTRAL INDEX KEY: 0001590405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 14947122 MAIL ADDRESS: STREET 1: C/O BARRACUDA NETWORKS INC STREET 2: 3175 S WINCHESTER BLVD CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-25 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001590405 Perone Michael D C/O BARRACUDA NETWORKS, INC. 3175 S. WINCHESTER BLVD. CAMPBELL CA 95008 1 1 1 0 Chief Marketing Officer & EVP Common Stock 2014-06-25 4 S 0 1680 31.26 D 5458053 D Common Stock 2014-06-26 4 S 0 1680 31.43 D 5456373 D Common Stock 2014-06-27 4 S 0 1680 31.86 D 5454693 D Common Stock 2014-06-25 4 S 0 300 31.26 D 410090 I By Trust Common Stock 2014-06-26 4 S 0 300 31.43 D 409790 I By Trust Common Stock 2014-06-27 4 S 0 300 31.86 D 409490 I By Trust Common Stock 2014-06-25 4 S 0 180 31.26 D 654027 I By Trust Common Stock 2014-06-26 4 S 0 180 31.43 D 653847 I By Trust Common Stock 2014-06-27 4 S 0 180 31.86 D 653667 I By Trust Common Stock 2014-06-25 4 S 0 375 31.26 D 1321334 I By LLC Common Stock 2014-06-26 4 S 0 375 31.43 D 1320959 I By LLC Common Stock 2014-06-27 4 S 0 375 31.86 D 1320584 I By LLC Common Stock 394195 I By Spouse Common Stock 330728 I By Trust Common Stock 330728 I By Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.365, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.38 to $31.57, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.85 to $31.885, inclusive. The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee. The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee. The shares are held directly Consulting2 LLC for which the Reporting Person serves as the managing member. The shares are held directly by the 2010 Four Year Plan 3 Trust for which the Reporting Person serves as a trustee. The shares are held directly by the 2010 Four Year Plan 9 Trust for which the Reporting Person serves as a trustee. /s/ Diane Honda Attorney-in-Fact for Michael D. Perone 2014-06-27