0001209191-14-043106.txt : 20140626 0001209191-14-043106.hdr.sgml : 20140626 20140623162647 ACCESSION NUMBER: 0001209191-14-043106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140619 FILED AS OF DATE: 20140623 DATE AS OF CHANGE: 20140623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jenkins William D Jr CENTRAL INDEX KEY: 0001590423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 14935421 MAIL ADDRESS: STREET 1: C/O BARRACUDA NETWORKS INC STREET 2: 3175 S WINCHESTER BLVD CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-19 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001590423 Jenkins William D Jr 3175 S. WINCHESTER BLVD. CAMPBELL CA 95008 1 1 0 0 Chief Executive Officer Common Stock 2014-06-19 4 M 0 243 12.66 A 702116 D Common Stock 2014-06-19 4 S 0 243 30.00 D 701873 D Common Stock 2014-06-20 4 M 0 7257 12.66 A 709130 D Common Stock 2014-06-20 4 S 0 7257 30.167 D 701873 D Employee Stock Option (right to buy) 12.66 2014-06-19 4 M 0 243 0.00 D 2022-11-05 Common Stock 243 912257 D Employee Stock Option (right to buy) 12.66 2014-06-20 4 M 0 7257 0.00 D 2022-11-05 Common Stock 7257 905000 D The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. 1/16 of the shares subject to the option vest quarterly over a four year period beginning on February 5, 2013. /s/ Diane Honda, Attorney-in-Fact for William D Jenkins, Jr. 2014-06-23