0001209191-14-042666.txt : 20140626 0001209191-14-042666.hdr.sgml : 20140626 20140619182751 ACCESSION NUMBER: 0001209191-14-042666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140617 FILED AS OF DATE: 20140619 DATE AS OF CHANGE: 20140619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perone Michael D CENTRAL INDEX KEY: 0001590405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 14931229 MAIL ADDRESS: STREET 1: C/O BARRACUDA NETWORKS INC STREET 2: 3175 S WINCHESTER BLVD CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-17 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001590405 Perone Michael D C/O BARRACUDA NETWORKS, INC. 3175 S. WINCHESTER BLVD. CAMPBELL CA 95008 1 1 1 0 Chief Marketing Officer & EVP Common Stock 2014-06-17 4 S 0 1120 28.42 D 5482693 D Common Stock 2014-06-18 4 S 0 1120 29.12 D 5481573 D Common Stock 2014-06-19 4 S 0 1120 29.86 D 5480453 D Common Stock 2014-06-17 4 S 0 200 28.42 D 414490 I By Trust Common Stock 2014-06-18 4 S 0 200 29.12 D 414290 I By Trust Common Stock 2014-06-19 4 S 0 200 29.86 D 414090 I By Trust Common Stock 2014-06-17 4 S 0 120 28.42 D 656667 I By Trust Common Stock 2014-06-18 4 S 0 120 29.12 D 656547 I By Trust Common Stock 2014-06-19 4 S 0 120 29.86 D 656427 I By Trust Common Stock 2014-06-17 4 S 0 250 28.42 D 1326834 I By LLC Common Stock 2014-06-18 4 S 0 250 29.12 D 1326584 I By LLC Common Stock 2014-06-19 4 S 0 250 29.86 D 1326334 I By LLC Common Stock 394195 I By Spouse Common Stock 330728 I By Trust Common Stock 330728 I By Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.40 to $28.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.10 to $29.15, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $29.90, inclusive. The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee. The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee. The shares are held directly Consulting2 LLC for which the Reporting Person serves as the managing member. The shares are held directly by the 2010 Four Year Plan 3 Trust for which the Reporting Person serves as a trustee. The shares are held directly by the 2010 Four Year Plan 9 Trust for which the Reporting Person serves as a trustee. /s/ Diane Honda Attorney-in-Fact for Michael D. Perone 2014-06-19