0001209191-14-042433.txt : 20140625 0001209191-14-042433.hdr.sgml : 20140625 20140618182935 ACCESSION NUMBER: 0001209191-14-042433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140616 FILED AS OF DATE: 20140618 DATE AS OF CHANGE: 20140618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC CENTRAL INDEX KEY: 0001348334 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 830380411 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-342-5400 MAIL ADDRESS: STREET 1: 3175 WINCHESTER BOULEVARD CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faugno David CENTRAL INDEX KEY: 0001590407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36162 FILM NUMBER: 14929074 MAIL ADDRESS: STREET 1: C/O BARRACUDA NETWORKS INC STREET 2: 3175 S WINCHESTER BLVD CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-16 0 0001348334 BARRACUDA NETWORKS INC CUDA 0001590407 Faugno David C/O BARRACUDA NETWORKS, INC. 3175 S. WINCHESTER BLVD. CAMPBELL CA 95008 0 1 0 0 Chief Financial Officer Common Stock 2014-06-16 4 S 0 480 29.39 D 536973 D Common Stock 2014-06-18 4 F 0 4271 29.46 D 532702 D Common Stock 2014-06-16 4 S 0 76 29.39 D 73636 I By Trust Common Stock 2014-06-16 4 S 0 76 29.39 D 73636 I By Trust Common Stock 68273 I By Trust Common Stock 68273 I By Trust Common Stock 24227 I By Spouse The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.25 to $29.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. The shares are held directly by the Drop Trust 2012 Three Year Annuity Trust The shares are held directly by the Rock Trust 2012 Three Year Annuity Trust The shares are held directly by the Drop Trust 2012 Two Year Annuity Trust The shares are held directly by the Rock Trust 2012 Two Year Annuity Trust /s/ Diane Honda, Attorney-in-Fact for David Faugno 2014-06-18