0001181431-13-057032.txt : 20131105
0001181431-13-057032.hdr.sgml : 20131105
20131105193056
ACCESSION NUMBER: 0001181431-13-057032
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131105
FILED AS OF DATE: 20131105
DATE AS OF CHANGE: 20131105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC
CENTRAL INDEX KEY: 0001348334
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 830380411
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-342-5400
MAIL ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners III, L.P.
CENTRAL INDEX KEY: 0001513867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131194265
BUSINESS ADDRESS:
STREET 1: LETTERMAN DIGITAL ARTS CENTER
STREET 2: ONE LETTERMAN DRIVE, BUILDING C- 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: LETTERMAN DIGITAL ARTS CENTER
STREET 2: ONE LETTERMAN DRIVE, BUILDING C- 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners GP III Management LLC
CENTRAL INDEX KEY: 0001590735
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131194266
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners Parallel Fund III, L.P.
CENTRAL INDEX KEY: 0001513868
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131194267
BUSINESS ADDRESS:
STREET 1: LETTERMAN DIGITAL ARTS CENTER
STREET 2: ONE LETTERMAN DRIVE, BUILDING C- 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: LETTERMAN DIGITAL ARTS CENTER
STREET 2: ONE LETTERMAN DRIVE, BUILDING C- 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francisco Partners GP III LP
CENTRAL INDEX KEY: 0001590734
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 131194268
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-418-2900
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C SUITE 410
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
3
1
rrd394396.xml
FORM 3
X0206
3
2013-11-05
0
0001348334
BARRACUDA NETWORKS INC
CUDA
0001590734
Francisco Partners GP III LP
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001590735
Francisco Partners GP III Management LLC
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001513867
Francisco Partners III, L.P.
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
0001513868
Francisco Partners Parallel Fund III, L.P.
ONE LETTERMAN DRIVE
BUILDING C, SUITE 410
SAN FRANCISCO
CA
94129
0
0
1
0
Series B Convertible Preferred Stock
Common Stock
4682676
I
See footnote
Series B Convertible Preferred Stock
Common Stock
52306
I
See footnote
Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
The shares are held directly by Francisco Partners III, L.P. ("FP III"). Francisco Partners GP III, L.P. ("FP GP III LP") is the general partner of FP III. Francisco Partners GP III Management, LLC ("FP GP III Mgmt"), the general partner of FP GP III LP, shares voting and dispositive power with respect to the securities held by FP III. Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Mgmt, share voting and dispositive power with respect to the shares held by FP III. Such persons and entities disclaim beneficial ownership of the securities held by FP III except to the extent of any pecuniary interest therein.
The shares are held directly by Francisco Partners Parallel Fund III, L.P. ("FPPF III"). FP GP III LP is the general partner of FPPF III. FP GP III Mgmt, the general partner of FP GP III LP, shares voting and dispositive power with respect to the securities held by FPPF III. Messrs. Deb, Golob, Geeslin and Perlman, certain of the managers of FP GP III Mgmt, share voting and dispositive power with respect to the shares held by FPPF III. Such persons and entities disclaim beneficial ownership of the securities held by FPPF III except to the extent of any pecuniary interest therein.
This report is one of four reports, each on a separate Form 3, but relating to the same transaction being filed by the Francisco Partners and certain of its affiliated funds and partners.
The Reporting Persons may be deemed to be, but do not concede to being, members of a group holding over 10% of the outstanding common stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934.
/s/ David R. Golob, a Manager of Francisco Partners GP III Management, LLC
2013-11-05
/s/ David R. Golob, a Manager of Francisco Partners GP III Management, LLC, the General Partner of Francisco Partners GP III, L.P.
2013-11-05
/s/ David R. Golob, a Manager of Francisco Partners GP III Management, LLC, the General Partner of Francisco Partners GP III, L.P., the General Partner of Francisco Partners III, L.P.
2013-11-05
/s/ David R. Golob, a Manager of Francisco Partners GP III Management, LLC, the General Partner of Francisco Partners GP III, L.P., the General Partner of Francisco Partners Parallel Fund III, L.P.
2013-11-05