0000899243-18-003540.txt : 20180212
0000899243-18-003540.hdr.sgml : 20180212
20180212160533
ACCESSION NUMBER: 0000899243-18-003540
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Capital Management, LLC
CENTRAL INDEX KEY: 0001427430
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596369
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blue Mountain CA Master Fund GP, Ltd.
CENTRAL INDEX KEY: 0001540861
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596366
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blue Mountain Credit Alternatives Master Fund L.P.
CENTRAL INDEX KEY: 0001540860
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596365
BUSINESS ADDRESS:
STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED
STREET 2: UGLAND HOUSE, PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: C/O BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC
STREET 2: 280 PARK AVENUE, 5TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLUE MOUNTAIN CREDIT GP, LLC
CENTRAL INDEX KEY: 0001686968
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596367
BUSINESS ADDRESS:
STREET 1: 280 PARK AVE
STREET 2: FL 12
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVE
STREET 2: FL 12
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain GP Holdings, LLC
CENTRAL INDEX KEY: 0001540859
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596368
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE,
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE,
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Long/Short Credit GP, LLC
CENTRAL INDEX KEY: 0001541088
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596361
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLUEMOUNTAIN FOINAVEN GP, LLC
CENTRAL INDEX KEY: 0001659032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596364
BUSINESS ADDRESS:
STREET 1: 280 PARK AVE FL 12
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVE FL 12
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BlueMountain Guadalupe Peak Fund L.P.
CENTRAL INDEX KEY: 0001598919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596360
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2129053900
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLUEMOUNTAIN FOINAVEN MASTER FUND L.P.
CENTRAL INDEX KEY: 0001650089
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36162
FILM NUMBER: 18596362
BUSINESS ADDRESS:
STREET 1: PO BOX 309, UGLAND HOUSE
STREET 2: C/O MAPLES CORPORATE SERVICES LIMITED
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-905-3900
MAIL ADDRESS:
STREET 1: 280 PARK AVE FL 12
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARRACUDA NETWORKS INC
CENTRAL INDEX KEY: 0001348334
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 830380411
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 408-342-5400
MAIL ADDRESS:
STREET 1: 3175 WINCHESTER BOULEVARD
CITY: CAMPBELL
STATE: CA
ZIP: 95008
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-01-31
0
0001348334
BARRACUDA NETWORKS INC
CUDA
0001427430
BlueMountain Capital Management, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001540859
BlueMountain GP Holdings, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001686968
BLUE MOUNTAIN CREDIT GP, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001540861
Blue Mountain CA Master Fund GP, Ltd.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001540860
Blue Mountain Credit Alternatives Master Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001659032
BLUEMOUNTAIN FOINAVEN GP, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001650089
BLUEMOUNTAIN FOINAVEN MASTER FUND L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001541088
BlueMountain Long/Short Credit GP, LLC
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001598919
BlueMountain Guadalupe Peak Fund L.P.
280 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock
5445455
I
Footnotes
Common Stock
4992900
I
Footnotes
Common Stock
3055441
I
Footnotes
Common Stock
3055441
I
Footnotes
Common Stock
3055441
D
Common Stock
264045
I
Footnotes
Common Stock
264045
D
Common Stock
177023
I
Footnotes
Common Stock
177023
D
Common Stock
302664
I
Footnotes
Common Stock
302664
D
Common Stock
452555
I
Footnotes
Common Stock
452555
D
Common Stock
184767
I
Footnotes
Common Stock
184767
D
Common Stock
692032
I
Footnotes
Common Stock
692032
D
Common Stock
316928
I
Footnotes
Common Stock
316928
D
The filing of this Form 3 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), BlueMountain GP Holdings, LLC ("GP Holdings"), the General Partners (as defined in Footnote 5), Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") or BlueMountain Montenvers GP S.a r.l. ("BMM GP") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Common Stock, par value $0.001 per share (the "Common Stock"), of Barracuda Networks, Inc. (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings, the General Partners, BMCA GP and BMM GP disclaims such beneficial ownership, except to the extent of its respective pecuniary interest.
BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 3,055,441 shares of Common Stock; (ii) BlueMountain Foinaven Master Fund L.P. ("BMFV"), which is the direct beneficial owner of 264,045 shares of Common Stock; (iii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 177,023 shares of Common Stock; (iv) BlueMountain Logan Opportunities Master Fund L.P. ("BMLO"), which is the direct beneficial owner of 302,664 shares of Common Stock; (v) BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMM"), which is the direct beneficial owner of 452,555 shares of Common Stock; (vi) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 184,767 shares of Common Stock; (vii) BlueMountain Summit Trading L.P. ("BMST"), which is the direct beneficial owner of 692,032 shares of Common Stock; and
(vii) BlueMountain Fursan Fund L.P. ("FRSN" and, together with BMCA, BMFV, BMGP, BMLO, BMKH and BMST, the "Partnerships"), which is the direct beneficial owner of 316,928 shares of Common Stock. BMCM, although it directs the voting and disposition of the Common Stock held by the Partnerships and BMM (collectively, the "Funds"), only receives an asset-based fee relating to the Common Stock held by the Funds.
(i) BMCA GP is the general partner of BMCA and has an indirect profits interest in the Common Stock beneficially owned by it; (ii) Blue Mountain Credit GP, LLC ("BMC GP") is the sole owner of BMCA GP and has an indirect profits interest in the Common Stock beneficially owned by BMCA; (iii) BlueMountain Foinaven GP, LLC ("BMFV GP") is the general partner of BMFV and has an indirect profits interest in the Common Stock beneficially owned by it; (iv) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Common Stock beneficially owned by it; (v) BlueMountain Logan Opportunities GP, LLC ("BMLO GP") is the general partner of BMLO and has an indirect profits interest in the Common Stock beneficially owned by it; (vi) BMM GP is the general partner of BMM and has an indirect profits interest in the Common Stock beneficially owned by it;
(vii) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Common Stock beneficially owned by it; (viii) BlueMountain Summit Opportunities GP II, LLC ("BMST GP") is the general partner of BMST and has an indirect profits interest in the Common Stock beneficially owned by it; and (ix) BlueMountain Fursan GP, LLC ("FRSN GP" and, together with BMC GP, BMFV GP, BMGP GP, BMLO GP, BMKH GP and BMST GP, the "General Partners") is the general partner of FRSN and has an indirect profits interest in the Common Stock beneficially owned by it. GP Holdings is the sole owner of each of the General Partners and thus has an indirect profits interest in the Common Stock beneficially owned by the Partnerships. BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Common Stock beneficially owned by BMM.
The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 3 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 3 due to the limitation of ten Reporting Persons per filing.
BlueMountain Capital Management, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer
2018-02-12
BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer
2018-02-12
Blue Mountain Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer
2018-02-12
Blue Mountain CA Master Fund GP, Ltd., By: /s/ Andrew Feldstein, Director
2018-02-12
Blue Mountain Credit Alternatives Master Fund L.P., By: Blue Mountain CA Master Fund GP, Ltd., By: /s/ Andrew Feldstein, Director
2018-02-12
BlueMountain Foinaven GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer
2018-02-12
BlueMountain Foinaven Master Fund L.P., By: BlueMountain Foinaven GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer
2018-02-12
BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer
2018-02-12
BlueMountain Guadalupe Peak Fund L.P., By: BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer
2018-02-12