0001348324-16-000148.txt : 20160217 0001348324-16-000148.hdr.sgml : 20160217 20160217174957 ACCESSION NUMBER: 0001348324-16-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160215 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross G. Joseph CENTRAL INDEX KEY: 0001586612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 161435302 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BLVD STE 200 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-02-15 0 0001348324 LDR HOLDING CORP LDRH 0001586612 Ross G. Joseph 13785 RESEARCH BLVD., SUITE 200 AUSTIN TX 78750 0 1 0 0 Exec VP Global Marketing Common Stock 2016-02-15 4 A 0 3363.0 0.0 A 6168 D Common Stock 2016-02-15 4 F 0 936.0 17.26 D 5232 D Performance Shares 2016-02-15 4 A 0 6728.0 0.0 A Common Stock 6728 6728 D On January 1, 2015, the Reporting Person was awarded a number of Performance-Based Restricted Stock Units (PSUs) within a preset range, with the actual number contingent upon the achievement of certain performance criteria. The Compensation Committee of the Issuer's Board of Directors approved the achievement of the performance criteria on February 15, 2016 and determined the actual number of PSUs was 10,091. The PSUs vest in three installments on each of February 15, 2016 (the date of the Compensation Committee's determination), January 1, 2017, and January 1, 2018. Includes 394 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015. Performance-Based Restricted Stock Units Each PSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. By: Scott E. Way For: Ross G. Joseph 2016-02-17