0001348324-16-000123.txt : 20160105 0001348324-16-000123.hdr.sgml : 20160105 20160105172539 ACCESSION NUMBER: 0001348324-16-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potgieter Andre CENTRAL INDEX KEY: 0001586580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 161323758 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BLVD STE 200 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-01 0 0001348324 LDR HOLDING CORP LDRH 0001586580 Potgieter Andre 13785 RESEARCH BLVD., SUITE 200 AUSTIN TX 78750 0 1 0 0 VP US Sales Common Stock 2016-01-01 4 M 0 1250.0 A 7137 D Non-Qualified Stock Option (right to buy) 25.11 2016-01-01 4 A 0 22609.0 0.0 A 2016-02-01 2026-01-01 Common Stock 22609 22609 D Restricted Stock Unit (RSU) 2016-01-01 4 A 0 11304.0 0.0 A Common Stock 11304 26147 D Restricted Stock Unit (RSU) 2016-01-01 4 M 0 1250.0 0.0 D Common Stock 1250 24897 D Each restricted stock unit represents a right to receive one share of the Issuer's common stock. Includes 3,333 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014. Also includes 306 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on November 30, 2015. The option becomes exercisable in 48 monthly installments from the vesting commencement date of January 1, 2016. The restricted stock units vest 25% annually over 4 years from the vesting commencement date of January 1, 2016. Vested shares shall be delivered to the reporting person on January 1 of the following calendar year or as soon as practicable thereafter. The restricted stock units vest 25% annually over 4 years from the vesting commencement date of January 1, 2015. Vested shares shall be delivered to the reporting person on January 1 of the following calendar year or as soon as practicable thereafter. By: Scott E. Way For: Andre Potgieter 2016-01-05