0001348324-15-000118.txt : 20151112
0001348324-15-000118.hdr.sgml : 20151112
20151112165212
ACCESSION NUMBER: 0001348324-15-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151109
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LDR HOLDING CORP
CENTRAL INDEX KEY: 0001348324
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 203933262
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
BUSINESS PHONE: 512-344-3333
MAIL ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McNamara Robert
CENTRAL INDEX KEY: 0001387652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 151225543
MAIL ADDRESS:
STREET 1: C/O LDR HOLDING CORPORATION
STREET 2: 13785 RESEARCH BOULEVARD, SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-11-09
0
0001348324
LDR HOLDING CORP
LDRH
0001387652
McNamara Robert
13785 RESEARCH BLVD., SUITE 200
AUSTIN
TX
78750
0
1
0
0
Chief Financial Officer
Common Stock
2015-11-09
4
M
0
2986.0
4.185
A
3380
D
Common Stock
2015-11-09
4
M
0
3333.0
15.0
A
6713
D
Common Stock
2015-11-09
4
M
0
3760.0
4.185
A
10473
D
Common Stock
2015-11-09
4
S
0
10473.0
26.4451
D
0
D
Common Stock
2015-11-10
4
M
0
1586.0
4.185
A
1586
D
Common Stock
2015-11-10
4
M
0
5000.0
15.0
A
6586
D
Common Stock
2015-11-10
4
M
0
2314.0
15.0
A
8900
D
Common Stock
2015-11-10
4
S
0
8900.0
25.8441
D
0
D
Incentive Stock Option (right to buy)
4.185
2015-11-09
4
M
0
2986.0
0.0
D
2013-04-23
2022-05-21
Common Stock
2986
2990
D
Incentive Stock Option (right to buy)
15.0
2015-11-09
4
M
0
3333.0
0.0
D
2013-10-11
2023-10-08
Common Stock
3333
12777
D
Non-Qualified Stock Option (right to buy)
4.185
2015-11-09
4
M
0
3760.0
0.0
D
2013-04-23
2022-05-21
Common Stock
3760
6938
D
Non-Qualified Stock Option (right to buy)
4.185
2015-11-10
4
M
0
1586.0
0.0
D
2013-04-23
2022-05-21
Common Stock
1586
5352
D
Non-Qualified Stock Option (right to buy)
15.0
2015-11-10
4
M
0
5000.0
0.0
D
2013-10-11
2023-10-08
Common Stock
5000
30356
D
Non-Qualified Stock Option (right to buy)
15.0
2015-11-10
4
M
0
2314.0
0.0
D
2013-10-11
2023-10-08
Common Stock
2314
28042
D
Includes 394 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015.
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $26.25 to $26.92. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $25.63 to $26.135. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013.
ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.
By: Scott E. Way For: Robert McNamara
2015-11-11