0001348324-15-000118.txt : 20151112 0001348324-15-000118.hdr.sgml : 20151112 20151112165212 ACCESSION NUMBER: 0001348324-15-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNamara Robert CENTRAL INDEX KEY: 0001387652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 151225543 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BOULEVARD, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-11-09 0 0001348324 LDR HOLDING CORP LDRH 0001387652 McNamara Robert 13785 RESEARCH BLVD., SUITE 200 AUSTIN TX 78750 0 1 0 0 Chief Financial Officer Common Stock 2015-11-09 4 M 0 2986.0 4.185 A 3380 D Common Stock 2015-11-09 4 M 0 3333.0 15.0 A 6713 D Common Stock 2015-11-09 4 M 0 3760.0 4.185 A 10473 D Common Stock 2015-11-09 4 S 0 10473.0 26.4451 D 0 D Common Stock 2015-11-10 4 M 0 1586.0 4.185 A 1586 D Common Stock 2015-11-10 4 M 0 5000.0 15.0 A 6586 D Common Stock 2015-11-10 4 M 0 2314.0 15.0 A 8900 D Common Stock 2015-11-10 4 S 0 8900.0 25.8441 D 0 D Incentive Stock Option (right to buy) 4.185 2015-11-09 4 M 0 2986.0 0.0 D 2013-04-23 2022-05-21 Common Stock 2986 2990 D Incentive Stock Option (right to buy) 15.0 2015-11-09 4 M 0 3333.0 0.0 D 2013-10-11 2023-10-08 Common Stock 3333 12777 D Non-Qualified Stock Option (right to buy) 4.185 2015-11-09 4 M 0 3760.0 0.0 D 2013-04-23 2022-05-21 Common Stock 3760 6938 D Non-Qualified Stock Option (right to buy) 4.185 2015-11-10 4 M 0 1586.0 0.0 D 2013-04-23 2022-05-21 Common Stock 1586 5352 D Non-Qualified Stock Option (right to buy) 15.0 2015-11-10 4 M 0 5000.0 0.0 D 2013-10-11 2023-10-08 Common Stock 5000 30356 D Non-Qualified Stock Option (right to buy) 15.0 2015-11-10 4 M 0 2314.0 0.0 D 2013-10-11 2023-10-08 Common Stock 2314 28042 D Includes 394 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $26.25 to $26.92. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $25.63 to $26.135. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter. ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter. The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013. By: Scott E. Way For: Robert McNamara 2015-11-11