0001348324-15-000105.txt : 20151008 0001348324-15-000105.hdr.sgml : 20151008 20151008162105 ACCESSION NUMBER: 0001348324-15-000105 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151008 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20151008 DATE AS OF CHANGE: 20151008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 151151017 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 8-K 1 form8k.htm FORM 8-K 8-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): October 8, 2015
LDR HOLDING CORPORATION
(Exact Name of Registrant as Specified in its Charter)
_____________________

DELAWARE
(State or Other Jurisdiction of
Incorporation)
001-36095
(Commission File Number)
20-3933262
(I.R.S. Employer Identification No.)

13785 Research Boulevard,
Suite 200
Austin, Texas 78750
(Address of Principal Executive Offices)
 



78750
(Zip Code)

Registrant’s telephone number including area code: (512) 344-3333
No change since last report
(Former Name or Address, if Changed Since Last Report)
_____________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Section 2 - Financial Information
Item 2.02    Results of Operations and Financial Condition.
On October 8, 2015, the Company issued a press release reporting preliminary financial results for the three months ended September 30, 2015. A copy of the Company’s press release is attached hereto as Exhibit 99.1.
The information in Item 2.02 of this Current Report on Form 8-K, including the related exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in Item 2.02 of this Current Report on Form 8-K shall not be incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended, or the Exchange Act except as shall be expressly set forth by specific reference in such filing.
Section 9 - Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.     Description
99.1
Press release, issued by LDR Holding Corporation, dated October 8, 2015.





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
LDR HOLDING CORPORATION
 
 
 
 
 
 
 
 
 
 
Date:
October 8, 2015
By:
 
/s/ Scott Way
 
 
Name:
 
Scott Way
 
 
Title:
 
Executive Vice President, General Counsel, Compliance Officer and Secretary






EXHIBIT INDEX
Exhibit No.     Description
99.1
Press release, issued by LDR Holding Corporation, dated October 8, 2015.



EX-99.1 2 ex991.htm EX-99.1 Exhibit


EXHIBIT 99.1

LDR HOLDING CORPORATION ANNOUNCES PRELIMINARY REVENUE RESULTS FOR THIRD QUARTER 2015

AUSTIN, Texas, October 8, 2015 - LDR Holding Corporation (NASDAQ: LDRH), a global medical device company focused on designing and commercializing novel and proprietary surgical technologies for the treatment of patients suffering from spine disorders, today announced preliminary estimated revenue results for the third quarter ended September 30, 2015. For the third quarter ended September 30, 2015, the company expects to report:
Total revenue of approximately $39.3 million, an increase of 9.5% over the third quarter of 2014, or an increase of 14.2% on a constant currency basis.
Revenue from exclusive technology products of approximately $36.7 million, an increase of 14.5% over the third quarter of 2014, or an increase of 18.0% on a constant currency basis.
Revenue in the United States of approximately $32.3 million, an increase of 15.0% over the third quarter of 2014, and representing 82.2% of total revenue.
International revenue of approximately $7.0 million, a decrease of 10.3% over the third quarter of 2014. On a constant currency basis, international revenue increased 11.4%.
Revenue from the Company’s exclusive cervical products is expected to be approximately $27.5 million, an increase of 21.0% over the third quarter of 2014, or an increase of 25.2% on a constant currency basis, due principally to the growth from sales of the Mobi-C® Cervical Disc. Additionally, revenue from LDR's exclusive lumbar products is expected to be approximately $9.2 million, a decrease of 1.5% over the third quarter of 2014, or an increase of 0.5% on a constant currency basis.
Christophe Lavigne, President and Chief Executive Officer of LDR, commented, “I am pleased with the growth from our exclusive technology products during the third quarter of 2015, which grew 18% on a constant currency basis. We continue to execute on our exclusive technology strategy, with 93.5% of total revenue in the third quarter of 2015 generated by our cervical and lumbar exclusive technology products compared to 89.4% in the third quarter of 2014. This reflects the growing demand for Mobi-C and our VerteBRIDGE® platform technologies. Seasonality was more pronounced in the third quarter of 2015 compared to the third quarter of 2014. Any seasonality impact in the prior year quarter was muted given that it was the first full year of Mobi-C commercial launch in the United States.”
2015 Guidance
Based on LDR’s preliminary results for the quarter ended September 30, 2015, the Company is reaffirming its expected revenue growth for the full year 2015 to be in the range of 19.0% to 20.0%, before any foreign exchange impact. This implies revenues, before any foreign exchange impact, in the range of approximately $168.1 million to $169.5 million for the full year 2015. Based on current foreign exchange rates, changes in foreign exchange rates are expected to negatively impact 2015 revenue by 4.0% to 5.0%.





Conference Call
LDR Holding Corporation will report complete financial results for the third quarter ended September 30, 2015 after the market close on Wednesday, November 4, 2015. The Company will host an investor conference call to discuss the results on the same day at 5:00 PM Eastern Time. The conference call will be available to interested parties through a live audio webcast available through LDR’s website at www.ldr.com. Those without internet access may join the call from within the United States by dialing (877) 312-5637; outside the United States, by dialing (253) 237-1149.
For those who are not available to listen to the live webcast, the webcast replay will be archived for 12 months on LDR’s website.
Forward-Looking Statements
The preliminary information disclosed in this press release is based solely upon information available to LDR as of the date hereof and is not a comprehensive statement of LDR's financial results for the three months ended September 30, 2015. This press release contains statements that constitute forward-looking statements within the meaning of the Securities Act of 1933 and the Securities Exchange Act of 1934, as amended by the Private Securities Litigation Reform Act of 1995. Forward-looking statements contained in this press release include LDR’s preliminary estimates of its revenues for the third quarter 2015, market opportunities, growth, future revenues, future products, market acceptance of its products, sales and financial results and such statements are subject to risks and uncertainties such as the timing and success of new product introductions, physician acceptance, endorsement, and use of LDR’s products, regulatory matters, competitor activities, changes in and adoption of reimbursement rates, potential product recalls, effects of global economic conditions and changes in foreign currency exchange rates. LDR’s actual revenue for the third quarter of 2015 may differ materially from the preliminary estimated revenue described above based on a number of factors, including LDR’s independent public accounting firm’s review and LDR’s quarter-end financial closing procedures. Additional factors that could cause actual results to differ materially from those contemplated within this press release can also be found in LDR’s Risk Factors disclosure in its Annual Report on Form 10-K, filed on February 20, 2015, and in LDR’s other filings with the SEC. LDR disclaims any responsibility to update any forward-looking statements.
About LDR Holding Corporation
LDR Holding Corporation is a global medical device company focused on designing and commercializing novel and proprietary surgical technologies for the treatment of patients suffering from spine disorders. LDR’s primary products are based on its exclusive VerteBRIDGE fusion and Mobi non-fusion technology platforms and are designed for applications in the cervical and lumbar spine. These technologies are designed to enable products that are less invasive, provide greater intra-operative flexibility, offer simplified surgical techniques and promote improved clinical outcomes for patients as compared to existing alternatives. In August 2013, LDR received approval from the U.S. Food and Drug Administration (FDA) for the Mobi-C cervical disc replacement device, the first and only cervical disc replacement device to receive FDA approval to treat both one-level and two-level cervical disc disease. For more information regarding LDR Holding, visit www.ldr.com.
Use of Non-GAAP Financial Measures
To supplement LDR’s consolidated financial statements prepared in accordance with U.S. generally accepted accounting principles (GAAP), LDR uses certain non-GAAP financial measures, such as revenue on a constant currency basis, in this press release and accompanying tables.
Management calculates revenue on a constant currency basis by using the average foreign exchange rates for each month during the previous year and applying these rates to foreign-denominated revenue in the corresponding months in the current quarter. The difference between revenue calculated based on these





foreign exchange rates and revenue calculated in accordance with GAAP is referred to as the foreign exchange impact on revenue. Management uses revenue on a constant currency basis to improve comparability between periods as though fluctuations from changes in foreign currency did not exist.
Revenue on a constant currency basis should not be considered in isolation or as a substitute for revenue prepared in accordance with GAAP as it is not indicative of revenue as determined under GAAP. Management’s calculation of revenue on a constant currency basis may differ from that of other companies.
A reconciliation of the non-GAAP financial measures used in this release to the most comparable U.S. GAAP measures for the respective periods can be found in a table at the end of this release.

Contacts    
Robert McNamara
Executive Vice President and Chief Financial Officer
LDR Holding Corporation
(512) 344-3333

Matthew Norman
Director, Investor Relations
LDR Holding Corporation
(512) 344-3408






LDR HOLDING CORPORATION AND SUBSIDIARIES
RECONCILIATION OF GAAP REVENUE TO NON-GAAP REVENUE ON A CONSTANT CURRENCY BASIS
(in thousands)
(Unaudited)
 
 
Three Months Ended September 30,
 
 
 
 
GAAP
 
Foreign Exchange Impact on International Revenue
 
Non-GAAP Revenue on a Constant Currency Basis (1)
 
GAAP
 
2015 on a Constant Currency Basis /
2014
 
 
2015
 
2015
 
2015
 
2014
 
$
 
%
Revenue in the United States
 
$
32,285

 
$

 
$
32,285

 
$
28,084

 
$
4,201

 
15.0
 %
International revenue
 
7,009

 
1,699

 
8,708

 
7,817

 
891

 
11.4

Total revenue
 
$
39,294

 
$
1,699

 
$
40,993

 
$
35,901

 
$
5,092

 
14.2

 
 
 
 
 
 
 
 
 
 
 
 
 
Exclusive cervical products
 
$
27,548

 
$
945

 
$
28,493

 
$
22,759

 
$
5,734

 
25.2
 %
Exclusive lumbar products
 
9,201

 
189

 
9,390

 
9,341

 
49

 
0.5

Exclusive technology products
 
36,749

 
1,134

 
37,883

 
32,100

 
5,783

 
18.0

Traditional fusion products
 
2,545

 
565

 
3,110

 
3,801

 
(691
)
 
(18.2
)
Total revenue
 
$
39,294

 
$
1,699

 
$
40,993

 
$
35,901

 
$
5,092

 
14.2


 
 
Nine Months Ended September 30,
 
 
 
 
GAAP
 
Foreign Exchange Impact on International Revenue
 
Non-GAAP Revenue on a Constant Currency Basis (1)
 
GAAP
 
2015 on a Constant Currency Basis /
2014
 
 
2015
 
2015
 
2015
 
2014
 
$
 
%
Revenue in the United States
 
$
96,898

 
$

 
$
96,898

 
$
77,587

 
$
19,311

 
24.9
 %
International revenue
 
23,020

 
5,505

 
28,525

 
24,134

 
4,391

 
18.2

Total revenue
 
$
119,918

 
$
5,505

 
$
125,423

 
$
101,721

 
$
23,702

 
23.3

 
 
 
 
 
 
 
 
 
 
 
 
 
Exclusive cervical products
 
$
82,664

 
$
2,791

 
$
85,455

 
$
61,529

 
$
23,926

 
38.9
 %
Exclusive lumbar products
 
28,218

 
724

 
28,942

 
27,638

 
1,304

 
4.7

Exclusive technology products
 
110,882

 
3,515

 
114,397

 
89,167

 
25,230

 
28.3

Traditional fusion products
 
9,036

 
1,990

 
11,026

 
12,554

 
(1,528
)
 
(12.2
)
Total revenue
 
$
119,918

 
$
5,505

 
$
125,423

 
$
101,721

 
$
23,702

 
23.3

__________
(1)
Revenue on a constant currency basis is calculated using the average foreign exchange rates for each month during the previous year and applying these rates to foreign-denominated revenue in the corresponding months in the current quarter. The difference between revenue calculated based on these foreign exchange rates and revenue calculated in accordance with GAAP is listed as foreign exchange impact in the table above.