0001348324-15-000071.txt : 20150605 0001348324-15-000071.hdr.sgml : 20150605 20150605162532 ACCESSION NUMBER: 0001348324-15-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150603 FILED AS OF DATE: 20150605 DATE AS OF CHANGE: 20150605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Way Scott E. CENTRAL INDEX KEY: 0001586581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 15916215 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BLVD STE 200 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-06-03 0 0001348324 LDR HOLDING CORP LDRH 0001586581 Way Scott E. 13785 RESEARCH BLVD., SUITE 200 AUSTIN TX 78750 0 1 0 0 Exec VP General Counsel Common Stock 2015-06-03 4 M 0 800.0 3.105 A 2457 D Common Stock 2015-06-03 4 M 0 2000.0 5.94 A 4457 D Common Stock 2015-06-03 4 M 0 1000.0 5.94 A 5457 D Common Stock 2015-06-03 4 M 0 5000.0 15.0 A 10457 D Common Stock 2015-06-03 4 S 0 10000.0 42.0 D 457 D Incentive Stock Option (right to buy) 3.105 2015-06-03 4 M 0 800.0 0.0 D 2012-09-15 2021-09-16 Common Stock 800 930 D Incentive Stock Option (right to buy) 5.94 2015-06-03 4 M 0 2000.0 0.0 D 2013-07-10 2022-07-10 Common Stock 2000 6061 D Incentive Stock Option (right to buy) 15.0 2015-06-03 4 M 0 5000.0 0.0 D 2013-10-11 2023-10-08 Common Stock 5000 9814 D Non-Qualified Stock Option (right to buy) 5.94 2015-06-03 4 M 0 1000.0 0.0 D 2013-07-10 2022-07-10 Common Stock 1000 659 D The transaction indicated was conducted under an approved 10b5-1 Plan adopted by the reporting person on March 5, 2015. Includes 394 shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 31, 2015. Includes 1,200 shares acquired through an RSU grant which vested on January 16, 2015. The option becomes exercisable for 25% of the shares granted one year from the vesting commencement date of September 15, 2011, then in thirty-six equal monthly installments thereafter. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of July 10, 2012, then in thirty-six equal monthly installments thereafter. The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013. Scott E. Way 2015-06-05