0001348324-15-000063.txt : 20150512 0001348324-15-000063.hdr.sgml : 20150512 20150512173109 ACCESSION NUMBER: 0001348324-15-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150511 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203933262 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNamara Robert CENTRAL INDEX KEY: 0001387652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 15855635 MAIL ADDRESS: STREET 1: C/O LDR HOLDING CORPORATION STREET 2: 13785 RESEARCH BOULEVARD, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-11 0 0001348324 LDR HOLDING CORP LDRH 0001387652 McNamara Robert 13785 RESEARCH BLVD., SUITE 200 AUSTIN TX 78750 0 1 0 0 Chief Financial Officer Common Stock 2015-05-11 4 M 0 996.0 4.185 A 3571 D Common Stock 2015-05-11 4 M 0 1111.0 15.0 A 4682 D Common Stock 2015-05-11 4 M 0 1781.0 4.185 A 6463 D Common Stock 2015-05-11 4 M 0 1667.0 15.0 A 8130 D Common Stock 2015-05-11 4 M 0 2197.0 15.0 A 10327 D Common Stock 2015-05-11 4 M 0 5468.0 27.41 A 15795 D Common Stock 2015-05-11 4 M 0 1250.0 32.78 A 17045 D Common Stock 2015-05-11 4 S 0 17045.0 38.1323 D 0 D Incentive Stock Option (right to buy) 4.185 2015-05-11 4 M 0 996.0 0.0 D 2013-04-23 2022-05-21 Common Stock 996 5976 D Incentive Stock Option (right to buy) 15.0 2015-05-11 4 M 0 1111.0 0.0 D 2013-10-11 2023-10-08 Common Stock 1111 16110 D Non-Qualified Stock Option (right to buy) 4.185 2015-05-11 4 M 0 1781.0 0.0 D 2013-04-23 2022-05-21 Common Stock 1781 10698 D Non-Qualified Stock Option (right to buy) 15.0 2015-05-11 4 M 0 1667.0 0.0 D 2013-10-11 2023-10-08 Common Stock 1667 37553 D Non-Qualified Stock Option (right to buy) 15.0 2015-05-11 4 M 0 2197.0 0.0 D 2013-10-11 2023-10-08 Common Stock 2197 35356 D Non-Qualified Stock Option (right to buy) 27.41 2015-05-11 4 M 0 5468.0 0.0 D 2014-02-16 2024-01-16 Common Stock 5468 12032 D Non-Qualified Stock Option (right to buy) 32.78 2015-05-11 4 M 0 1250.0 0.0 D 2015-02-01 2025-01-01 Common Stock 1250 13750 D Includes 346 ESPP shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014. Also includes 2,229 shares acquired through an RSU grant which vested on January 16, 2015. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $38.00 to $38.26. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter. ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013. ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter. The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013. The option becomes exercisable in forty-eight equal monthly installments from the vesting commencement date of January 16, 2014. The option becomes exercisable in forty-eight monthly installments from the vesting commencement date of January 1, 2015. By: Scott E. Way For: Robert McNamara 2015-05-12