0001348324-15-000063.txt : 20150512
0001348324-15-000063.hdr.sgml : 20150512
20150512173109
ACCESSION NUMBER: 0001348324-15-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150511
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LDR HOLDING CORP
CENTRAL INDEX KEY: 0001348324
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 203933262
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
BUSINESS PHONE: 512-344-3333
MAIL ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McNamara Robert
CENTRAL INDEX KEY: 0001387652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 15855635
MAIL ADDRESS:
STREET 1: C/O LDR HOLDING CORPORATION
STREET 2: 13785 RESEARCH BOULEVARD, SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-05-11
0
0001348324
LDR HOLDING CORP
LDRH
0001387652
McNamara Robert
13785 RESEARCH BLVD., SUITE 200
AUSTIN
TX
78750
0
1
0
0
Chief Financial Officer
Common Stock
2015-05-11
4
M
0
996.0
4.185
A
3571
D
Common Stock
2015-05-11
4
M
0
1111.0
15.0
A
4682
D
Common Stock
2015-05-11
4
M
0
1781.0
4.185
A
6463
D
Common Stock
2015-05-11
4
M
0
1667.0
15.0
A
8130
D
Common Stock
2015-05-11
4
M
0
2197.0
15.0
A
10327
D
Common Stock
2015-05-11
4
M
0
5468.0
27.41
A
15795
D
Common Stock
2015-05-11
4
M
0
1250.0
32.78
A
17045
D
Common Stock
2015-05-11
4
S
0
17045.0
38.1323
D
0
D
Incentive Stock Option (right to buy)
4.185
2015-05-11
4
M
0
996.0
0.0
D
2013-04-23
2022-05-21
Common Stock
996
5976
D
Incentive Stock Option (right to buy)
15.0
2015-05-11
4
M
0
1111.0
0.0
D
2013-10-11
2023-10-08
Common Stock
1111
16110
D
Non-Qualified Stock Option (right to buy)
4.185
2015-05-11
4
M
0
1781.0
0.0
D
2013-04-23
2022-05-21
Common Stock
1781
10698
D
Non-Qualified Stock Option (right to buy)
15.0
2015-05-11
4
M
0
1667.0
0.0
D
2013-10-11
2023-10-08
Common Stock
1667
37553
D
Non-Qualified Stock Option (right to buy)
15.0
2015-05-11
4
M
0
2197.0
0.0
D
2013-10-11
2023-10-08
Common Stock
2197
35356
D
Non-Qualified Stock Option (right to buy)
27.41
2015-05-11
4
M
0
5468.0
0.0
D
2014-02-16
2024-01-16
Common Stock
5468
12032
D
Non-Qualified Stock Option (right to buy)
32.78
2015-05-11
4
M
0
1250.0
0.0
D
2015-02-01
2025-01-01
Common Stock
1250
13750
D
Includes 346 ESPP shares acquired under the LDR Holding Corporation Amended and Restated 2013 Employee Stock Purchase Plan on May 30, 2014. Also includes 2,229 shares acquired through an RSU grant which vested on January 16, 2015.
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $38.00 to $38.26. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
ISO becomes exercisable in combination with NQSO granted on the same date wherein the shares vest in forty-eight equal monthly installments from the vesting commencement date of September 11, 2013.
ISO becomes exercisable in combination with NQSO granted on the same date wherein 25% of the shares granted become exercisable upon one year from the vesting commencement date of April 23, 2012, then in thirty-six equal monthly installments thereafter.
The option becomes exercisable in forty-eight equal monthly installments following the vesting commencement date of September 11, 2013.
The option becomes exercisable in forty-eight equal monthly installments from the vesting commencement date of January 16, 2014.
The option becomes exercisable in forty-eight monthly installments from the vesting commencement date of January 1, 2015.
By: Scott E. Way For: Robert McNamara
2015-05-12